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ETFs在我国发展的障碍性分析 被引量:1

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摘要 ETFs即可在交易所交易的开放式指数基金,它集封闭式基金、开放式基金、指数型基金的优点于一身。本文分析了ETFs在我国发展的主要障碍,并有针对性地提出了建议。
作者 朱晖
出处 《投资研究》 CSSCI 北大核心 2003年第3期27-30,共4页 Review of Investment Studies
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参考文献12

  • 1华安基金管理有限公司:《华安上证180指数增强型基金产品说明书》,2002.
  • 2About Exchange - Traded Funds, at http:// www. tdam. com/content/products/Eft/About/p-AboutETFS, asp.
  • 3The American Stock Exchange : Where ETFs were born, raised,and spend all of their quality time, athttp://www. amex. com/eft/EtMain. jsp .
  • 4中国证券业协会.《证券市场基础知识》,上海财经大学出版社,2002,5.
  • 5王霞.我国发展ETFs的必要性、当前的主要障碍及对策,《证券时报》,2002,08,12.
  • 6张玲.ETFs的组织结构[J].证券市场导报,2002(2):48-54. 被引量:6
  • 7叶盛.关于推出ETFs的几点思考[J].证券市场导报,2002(3):60-64. 被引量:6
  • 8董文政.指数基金欲落地中国[J].中国投资(中英文),2002(9):50-55. 被引量:4
  • 9张玲.ETFs的诞生,《上海证券报》,2002,9,24.
  • 10陈峥嵘.业内人士指出应适时推出(ETFs)交易所交易基金,《证券日报》,2002,10,31.

二级参考文献14

  • 1U.S. Securities and Exchange Commission: Unit Investment Trust (UITs), at http://www.sec.gov/answers/uni.htm.
  • 2Joanne Hill, Barbara Mueller, Adam Esposito, Exchange-Traded Funds (Global), an unpublished Working Paper.
  • 3Jonathan G. Katz, SEC Concept Release: Actively Managed Exchange-Traded Funds, November 8, 2001. at http://www.sec.gov/rules/concept/ic-25258.htm.
  • 4Kathleen H. Moriarty, Esq., Overview of Legal and Structural Issues Pertaining to Issuing and Trading Exchange Traded Funds ("ETFs") Worldwide, 15 October 2001. at http://www.hedgefundsworld.com/download/upload/263-230-DOC.doc.
  • 5Whitney Dow, Growth Across the Product Spectrum- Analysis of Asset Growth Rates in Mutual Fund Product Alternatives. at http://www.frcnet.com/frc/research/articles/art_othr_grth_prdspctrm.asp Another Data Show That American ETFs Asset Growth Rates Is 86% Annually, See Gavin Quill, ETFs: The Growth Story of 2000, at http://frcnet.com.
  • 6Randall Rohn, Enhanced Index Funds-What's in a Name? at http://www.457.mpower.com/commentary/money/money_021901.xspMore Information About Enhanced Index Funds athttp://www.wiesenberger.com (Wiesenberger Thompson Financial).
  • 7Craig S. Tyle, Petition to SEC on Portfolio Investment Programs, March 28, 2001. at http://www.ici.org/portfolio_petition.html.
  • 8FRC, Whither the Daily NAV? ETFs May Spark Increased Intraday Trading Features in Mutual Funds. at http://www.frcnet.com/frc/research/art_tech_dailyn.htm.
  • 9Gavin Quill, The Next Mutual Fund (R)Evolution? Focus on the Innovations, Not the Exaggerations, at http://www.frcnet.com/frc/research/articles/art_revolution.asp.
  • 10John Spence, Benefits of ETFs Debated at Asset Allocation Seminar. at http://www.indexfunds.com/articles/20001101_ETFmyth_iss_etf_Js.htm.

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