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引入ETF面面观 被引量:3

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摘要 作为在指数基金、开放式基金和封闭式基金的基础上发展起来的衍生产品,ETF(交易所交易基金)既具有三者的一些基本特征,又具有其独有的特征,因而ETF有着其它形式的基金不可比拟的优点。在分析研究我国目前市场环境的基础上,我们不难看出:引入ETF虽然是一种必然趋势,但目前时机尚未成熟。
作者 陈中旻
出处 《现代经济探讨》 北大核心 2003年第6期62-64,共3页 Modern Economic Research
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参考文献5

二级参考文献27

  • 1陈志民,冉华.ETFs的运作模式及借鉴[J].证券市场导报,2001(7):35-39. 被引量:8
  • 2U.S. Securities and Exchange Commission: Unit Investment Trust (UITs), at http://www.sec.gov/answers/uni.htm.
  • 3Joanne Hill, Barbara Mueller, Adam Esposito, Exchange-Traded Funds (Global), an unpublished Working Paper.
  • 4Jonathan G. Katz, SEC Concept Release: Actively Managed Exchange-Traded Funds, November 8, 2001. at http://www.sec.gov/rules/concept/ic-25258.htm.
  • 5Kathleen H. Moriarty, Esq., Overview of Legal and Structural Issues Pertaining to Issuing and Trading Exchange Traded Funds ("ETFs") Worldwide, 15 October 2001. at http://www.hedgefundsworld.com/download/upload/263-230-DOC.doc.
  • 6Whitney Dow, Growth Across the Product Spectrum- Analysis of Asset Growth Rates in Mutual Fund Product Alternatives. at http://www.frcnet.com/frc/research/articles/art_othr_grth_prdspctrm.asp Another Data Show That American ETFs Asset Growth Rates Is 86% Annually, See Gavin Quill, ETFs: The Growth Story of 2000, at http://frcnet.com.
  • 7Randall Rohn, Enhanced Index Funds-What's in a Name? at http://www.457.mpower.com/commentary/money/money_021901.xspMore Information About Enhanced Index Funds athttp://www.wiesenberger.com (Wiesenberger Thompson Financial).
  • 8Craig S. Tyle, Petition to SEC on Portfolio Investment Programs, March 28, 2001. at http://www.ici.org/portfolio_petition.html.
  • 9FRC, Whither the Daily NAV? ETFs May Spark Increased Intraday Trading Features in Mutual Funds. at http://www.frcnet.com/frc/research/art_tech_dailyn.htm.
  • 10Gavin Quill, The Next Mutual Fund (R)Evolution? Focus on the Innovations, Not the Exaggerations, at http://www.frcnet.com/frc/research/articles/art_revolution.asp.

共引文献14

同被引文献9

  • 1胡杰,蒋海玲.正确认识和引入ETF_S[J].经济师,2003(3):263-264. 被引量:4
  • 2王璐.受累四季度 上市公司去年业绩下滑16.88%[N].上海证券报,2009-4-30,(1).
  • 3ICI官方网站.www.ici.xom.
  • 4王琪琼.国内推出ETFS的若干问题探讨[J].投资与证券,2003,(2):38-42.
  • 5James M.Porterba and John B.Shove.Exchange traded fund:a new investment option for taxable investors.Nber working paper No.8781.February.
  • 6Zvi Bodie,Alex Kane,Alan J.Marcus.Essentials of Investments [M].Second Edition,Richard D.Irwin Inc.1995.
  • 7曹刚.ETF产品设计的理论探讨和国际经验[R].上海:上海证券交易所,2003.
  • 8张鸿羽.从盈富基金模式看国有股流通[J].证券市场导报,2000(11):40-45. 被引量:3
  • 9徐华云.ETFs的发展及其引入我国的积极意义[J].商业研究,2004(7):96-98. 被引量:6

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