摘要
电力交易机构平台型组织的特点决定了合规管理的重要性。结合电力交易机构业务特点及政府对电力交易机构的监管要求,梳理了电力交易机构面临的市场管理、交易组织和市场结算三个领域的合规风险。并运用层次分析法对三个领域的合规风险的重要性、风险等级等进行了评估。最后从交易机构应对上述风险的角度提出了合规风险应对策略。
The characteristics of the platform-based organization of power trading institutions determine the importance of compliance management. Combined with the business characteristics of electric power trading institutions and the regulatory requirements of the government on electric power trading institutions, this paper sorts out the compliance risks faced by electric power trading institutions in the felds of market management, transaction organization and market settlement. The importance and risk level of compliance risk in three felds are evaluated by analytic hierarchy process. Finally, the countermeasures of compliance risk are put forward from the perspective of dealing with the above risks.
作者
蒋龙
JIANG Long(Guangzhou Power Exchange Center Co.,Ltd.,Guangzhou 510030,China)
出处
《电气应用》
2020年第10期52-56,共5页
Electrotechnical Application
基金
广州电力交易中心有限公司管理咨询项目“南方区域电力交易机构风险管理体系机制研究”(GPEC201900223840)。
