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仲裁裁决既判力视角下管理人对破产债权的认定 被引量:7

The Determination of Bankruptcy Creditor’s Rights by the Administrator from the Perspective of Res Judicata of Arbitration Award
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摘要 从实践检视与理论诠释两维度分析,管理人审核生效仲裁裁决所确认之债权具有正当性。管理人认为债权确有错误或者有证据证明债权人与债务人恶意通过仲裁虚构债权债务的,基于仲裁裁决的既判力,管理人不能自行调整债权,应向受理破产申请的法院申请撤销或者不予执行,重新确定债权。针对由此产生的管辖权冲突及管理人如何重新确定债权之问题,提出如下建议:一是目前采取"移送管辖"和"指定管辖"方式能相对有效协调管辖冲突,但解决冲突之根本在于未来我国设立专门的破产法院,并合理区分"核心"事项与"非核心"事项;二是在法院受理申请后作出裁定前,所涉债权即为待定债权,暂缓认定;若法院驳回申请,则管理人应按照原生效仲裁裁决确认债权;若法院裁定撤销或不予执行仲裁裁决,管理人应依法确认或不予确认该债权;异议人对此可以提起债权确认之诉寻求救济。 From the perspective of practice and theoretical interpretation,it is reasonable for the administrator to verify the claims confirmed by the effective arbitration award.If the administrator considers that there is a mistake in the creditor’s right or there is evidence to prove that the creditor and debtor made up the creditor’s right and debt through the arbitration in bad faith,the administrator cannot adjust the creditor’s right on its own due to res judicata of the arbitration award.The administrator shall apply to the court that accepts the bankruptcy application for cancellation or refusal to execute and re-determine the creditor’s right.For the resulting conflicts of jurisdiction and the manager how to determine the problem of creditor’s rights,the following Suggestions are put forward:first,the current way of"transfer jurisdiction"and"designated jurisdiction"can effectively coordinate the jurisdiction conflicts relatively,but the foundation of conflict resolution lies in the establishment of a special bankruptcy court in our country in the future,and reasonable distinction between"core"and"non-core"matters;Second,before the court makes a ruling after accepting the application,the creditor’s right involved is a pending claim,which is suspended;If the court rejects the application,the administrator shall confirm the creditor’s right in accordance with the original arbitration award;If the court decides to cancel or refuse to enforce the arbitration award,the administrator shall confirm or deny the creditor’s right in accordance with the law.
作者 丁燕 孟燕 Ding Yan;Meng Yan(Law School,Qingdao University,Qingdao,Shandong 266071)
机构地区 青岛大学法学院
出处 《河南财经政法大学学报》 2020年第4期66-73,共8页 Journal of Henan University of Economics and Law
关键词 既判力 管理人 管辖权冲突 重新确认债权 res judicata administrator Jurisdictional conflict reconfirmation of claims
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