金融衍生品法律监管的价值复归与制度重塑被引量：1

Overseas markets experiences in customer transaction information disclosure

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摘要金融衍生品法律监管的价值在于促进金融自由的同时,又不会危及金融安全。现有的法律监管制度贸然地将金融自由置于金融安全之前,造成制度价值错位,导致在监管内容上过度强调风险评估监管技术和过度迷信资本充足监管标准。金融衍生品作为金融自由和金融安全的产物,客观上要求其法律监管的价值取向回归到金融自由与金融安全的对立统一,重塑监管制度内容。 The value of financial derivatives＇ legal supervision is to promote financial freedom and ensure financial security. However, the existing legal supervision system hastily places financial freedom before financial security, resulting in value dislocation and overemphasis on supervision techniques and the standards of capital adequacy. In fact, financial derivatives not only require value relocation and system reshaping of the legal supervision, but also require the perfect balance between financial freedom and financial security.

作者温融

机构地区重庆大学法学院

出处《证券市场导报》 CSSCI 北大核心 2010年第2期27-32,共6页 Securities Market Herald

关键词金融衍生品法律监管价值复归制度重塑 financial derivatives, legal supervision, value relocation, system reshaping

分类号 DF438 [政治法律—经济法学]

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