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应正确理解与运用WTO金融审慎措施

Understand and Implement WTO's Financial prudential Measures
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摘要 WTO框架内以GATS及其金融附件等多边协定组成的有关金融服务贸易的规则体系,是推行金融服务贸易自由化的最重要的国际协定。而金融监管与金融自由化看似矛盾的两者在WTO框架之中是通过金融审慎措施进行协调的。金融审慎措施的正确理解和运用既是履行WTO义务的要求,也是维护一国利益的需要。 The regulation systems of financial service trade in WTO, which axe made up of the multilateral agreements, such as GATS and Annex on Financial Service etc., axe the most important international agreements on the financial service trade liberalism. Financial supervision has special meaning to financial liberalism. The two contradictory aspects coordinate though financial prudential measure in WTO. To understand and implement financial prudential measure accurately is the need for protecting interest of country, and is also the requirement for fulfilling obligations.
作者 胡玉凌
机构地区 南京大学法学院
出处 《财经科学》 CSSCI 北大核心 2005年第5期165-169,共5页 Finance & Economics
关键词 WTO 金融服务贸易自由化 金融监管 审慎措施 vWTO Financial Service Trade Liberalism Financial Supervision Prudential Measure
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  • 1Report of the Committee on Trade in Financial Services to the Council for Trade in Services, S/FIN/8 4 December 2002,paras.5, 24, 43.
  • 2Report of the Committee on Trade in Financial Services to the Council for Trade in Services, S/FIN/8 4 December 2002,para.21 (2) (d).
  • 3Committee on Trade in Financial Services: Communication from Canada, World Trade Organization, Restricted, S/FIN/W/20, 1 October 2002, para.7.
  • 4Report of the Committee on Trade in Financial Services to the Council for Trade in Services, S/FIN/8 4 December 2002,para.21 (2) (a) .
  • 5Keiya Iida & Julia Nielson, Transparency in Domestic Regulation: Practices and Possibilities,OECD-World Bank, March 2002, paras.43-50.
  • 6WTO,WT/DS90/AB/R [2] .22 September 1999.
  • 7WTO, WT/DS56/AB/R[2] . 22 April 1998.
  • 8Joel P.Trachtman, Addressing Regulatory Divergence in Services Through International Standards: A Sectoral Analysis of Disciplines on Domestic Regulation and International Standardsetting in Financial Services, OECD-World Bank, March 2002.
  • 9Rudolf Adlung, Liberalizing Trade in Services:from Marrakesh to Seattle, Intereconomics,Sep/Oct 1999,pp. 213-215 ,pp. 218-220.
  • 10Arnoud W. A. Boot, Lilva Dezelan, Todd T. Milbourn,Regulatory Distortions in a Competitive Financial Services Industry,Journal of Financial Services Research, 17:1249-259,2000.

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