摘要
金融自由化与金融有效监管是GATS框架体系在金融服务贸易领域的两大基本目标。为平衡二者之间的关系,GATS及其附件规定了审慎监管制度,由于审慎例外条款自身规定的抽象性及其优先适用性大大削弱了金融自由化的成果。为弥补审慎例外条款这种实体性规则不足的缺憾,GATS为成员方规定了审慎监管标准协调与认可的程序性义务。GATS框架下的审慎监管制度对中国金融业的自由化与监管具有重要的现实意义。
Financial liberalization and financial supervision efficiency are the fundamental objectives of trade in financial services. GATS (General Agreement on Trade in Services) and its annex set out prudential carve-out. However, the abstraction of the clause, together with its priority in application, undermine the achievement of financial liberalization. To remedy the deficiency of the lack of substantive rule, GATS stipulates for its members the prudential obligations of cooperation and recognition. So as to strengthen the supervision cooperation and promote the effort to establish a common supervision standard. As a result, the new global mechanism will make much difference to China in the financial regulatory regimes, the open process of the financial market and take precautions against and reduce financial risks.
出处
《中南财经政法大学学报》
CSSCI
北大核心
2004年第3期116-122,共7页
Journal of Zhongnan University of Economics and Law
关键词
金融自由化
审慎例外条款
协调与认可
Financial Liberalization
Prudential Carve-out
Cooperation and Recognition
