摘要
我国资本市场正处于迈向高质量发展和培育新质生产力的关键时期,亟须推进金融监管体制的深化改革。证券违法行为举报制度的建设有利于弥补传统金融监管体系的不足,提升监管行为的有效性。该制度在实践中出现运行效果欠佳、举报者权益救济困难、知情权与人身权的保障机制缺陷等问题,需从构建证券行政公益诉讼制度、完善知情权分层保障机制、强化权益保障措施等维度进行系统性制度优化,以提升举报制度的实践效能,保障举报人的合法权益。
China’s capital market is currently in a critical period of transitioning toward high-quality development and fostering new productive forces,necessitating deeper reforms in the financial regulatory system.The establishment of a whistleblowing system for securities violations helps address the shortcomings of traditional financial oversight frameworks and enhances the effectiveness of regulatory actions.However,the current implementation of this system has proven inadequate,with issues such as difficulties in protecting whistleblowers’rights,insufficient mechanisms for safeguarding their right to information and personal security,among others.A systematic institutional overhaul is required,including the introduction of a securities-related administrative public interest litigation system,a tiered protection mechanism for the right to information,and stronger measures to safeguard whistleblowers'rights,to improve the practical efficacy of the whistleblowing system and ensure the lawful rights and interests of whistleblowers.
作者
汪沂
何宇阳
WANG Yi;HE Yuyang(Law Business School,Wuhan Institute of Technology,Wuhan 430205,China)
出处
《湖北第二师范学院学报》
2025年第5期68-73,共6页
Journal of Hubei University of Education
基金
2019年度湖北省社会科学前期资助项目“湖北省创新驱动发展战略下众筹与科技双创协同机制研究”(19ZD29)。
关键词
证券违法行为
举报人权益
公益诉讼
知情权
securitie violation
whistleblower rights
public interest litigation
right to know
