摘要
当前,我国正在进行合规不起诉制度的试点建设,但是理论界与实务界对刑事合规制度的认识还存在一定程度的误解。美国的刑事合规经历了从弥补代位责任原则不足的抗辩事由到相对成熟的刑事激励制度的发展历程,其经验和教训值得我们汲取。只有全面认知这项制度赖以生长和发展的经济需求、政策环境和理论基础,揭示其整体性的制度逻辑,才能消除认知误区,把握其发展的正确方向。刑事合规建设将成为一个杠杆,撬动我国企业犯罪理论和实践的发展,以及企业犯罪刑事归责体系的合理化改造。
At present,China is carrying out the pilot construction of a compliance-based non-prosecution system,but there is still a certain degree of misunderstanding of the criminal compliance system in the theoretical and practical circles.The US criminal compliance system has gone through a process of development from a defense to make up for the inadequacy in the principle of vicarious liability to a relatively mature criminal incentive system,and its experience and lessons are worthy of learning.Only through a comprehensive understanding of the economic needs,policy environment and theoretical basis on which this system grew and developed,and by revealing its holistic institutional logic,can we eliminate misconceptions and grasp the right direction of its development.The construction of criminal compliance will become a lever to pry the development of the theory and practice concerning the handling of corporate crimes in China,and to promote the rationalized transformation of the liability determination system for corporate crimes.
出处
《法治现代化研究》
2022年第6期136-146,共11页
Law and Modernization
基金
2021年度江苏省人民检察院检察理论研究课题“中国特色企业合规制度构建与检察职能发挥”(SJ202105)的阶段性成果。
关键词
刑事合规
企业犯罪
归责模式
criminal compliance
corporate crime
liability determination model
