摘要
伴随生态文明建设确立为国家战略,环境规制与绿色创新日益成为学术领域研究的热点,其中最具代表性的波特假说近年来逐渐成为多领域学者们关注的重点问题,并积累了丰硕的研究成果。本文以1995—2018年Web of Science数据库中波特假说领域相关研究的文献为样本,运用可视化分析软件,基于点-线-面三维框架整理了环境规制与绿色创新、竞争力等相关主题的关键文献、历史路径和关键词聚类等内容。首先,在关键词共被引网络分析的基础上探讨波特假说研究中存在的四个热点方向,即学者们热衷于对波特假说的强版本、狭义版本以及弱版本进行检验;学者们对环境政策的研究细分至具体的政策如能源政策;倾向于利用不同类型的环境规制对企业环境创新进行验证;探究环境规制和环境创新成因之间的关系。接着,运用文献共被引关系路径分析发现两种引证关系路径,即实证引证关系路径和理论引证关系路径。最后,通过对高被引文献的共被引关系进行模块化分析,显示出了五个重要热点聚类:环境绩效与财务绩效;环境管制与竞争力;企业环境行为与环境管理;环境管制与产业区位选择;环境管制与生产效率。从而,得出了未来需要加强波特假说研究的五个方向的建议:一是文献研究对象需要扩展比较,理论支撑有待继续挖掘;二是针对企业异质性进行环境政策特性设计,灵活创新政府政策工具;三是企业主动性加强,推动形成企业层面研究新视角;四是关注跨国贸易,强化环境规制对国际碳转移和污染倾销问题研究;五是拓宽研究方法的新视角,多关注政策工具间交互影响。
With the establishment of ecological civilization as a national strategy,environmental regulation and green innovation have increasingly become hot issues in academic research.As one of the most representative theories in these aspects,the Porter Hypothesis has gradually become the focus of attention in many academic fields in recent years and has accumulated rich research results.In this paper,research literature on the Porter Hypothesis from online science databases,Web of Science,from 1995 to 2018 was taken as a sample.Based on the three-dimensional framework of point-line-surface,key documents,historical paths and key word clustering related with topics such as environmental regulation,green innovation and competitiveness were sorted out by using visual analysis software.Firstly,based on an analysis of keyword co-citation network,this research first discussed four hot topics in the research of the Porter Hypothesis:academic studies were mostly focused on the test of the strong version,narrow version and weak version of the Porter Hypothesis;research on environmental policies tended to be further subdivided into specific policies such as energy policies;different types of environmental regulations were frequently used to verify the environmental innovation of enterprises,and the relationship between environmental regulation and the causes of environmental innovation were explored.Then,using the analysis of the co-citation relation path of the literature,two citation relation paths were found,namely,the empirical citation relationship path and the theoretical citation relationship path.Finally,through modular analysis of the co-citation relationship of the highly cited documents,five important clusters were identified:environmental performance and financial performance;environmental regulation and competitiveness;enterprise environmental behavior and environmental management;environmental regulation and industrial location selection;environmental regulation and production efficiency.Accordingly,this paper puts forward five suggestions to strengthen the study of Porter Hypothesis in the future:①the scope of relevant research subjects and the comparisons between them should be expanded and new theoretical support be sought;②specific features of environmental policy should be identified according to the heterogeneity of enterprises in order to flexibly innovate government policy instruments;③initiatives of the enterprises should be further promoted in order to form new research perspectives at the enterprise level;④pay more attention to cross-border trade and strengthen the research on environmental regulation for international carbon transfer and pollution dumping;⑤diversified research methods should be adopted and more attention should be paid to the interaction between policy instruments.
作者
沈能
胡怡莎
彭慧
SHEN Neng;HU Yi-sha;PENG Hui(School of Public Administration,Huazhong University of Science and Technology,Wuhan Hubei 430074,China)
出处
《中国人口·资源与环境》
CSSCI
CSCD
北大核心
2020年第4期75-84,共10页
China Population,Resources and Environment
基金
国家自然科学基金项目“产业集群环境效应机理、评价与调控研究”(批准号:71673196)
华中科技大学文科双一流建设项目基金。
关键词
波特假说
环境规制
绿色创新
文献计量学
综述
Porter Hypothesis
environmental regulation
green innovation
bibliometrics
overview
