1Investment Company Act of 1940 and Investment Advisers Act of 1940, 1998 edition, RR Dannelley Financial.
2Protecting Investors: A Half-Century of Investment Company Regulation, Division of Investment Management United States Securities and Exchange Commission, May 1992.
3The Mutual Fund Business, Robert C. Pozen, 1997.
4Mutual Fund Fact Book, 39th Edition, 1999. Investment Company Institute.
52000 Mutual Funds and Investment Management Conference, March 26 - 30, 2000. Co - sponsored by the Federal BarAssociation and the 1C1 Education Foundation.
6Enhancing A Century of Independence and Effectiveness, June 24, 1999. Report of the Advisory Group on Best Practice for Fund Directors. Investment Company Institute.
7NASD Manual.
8Proposed Rule: Role of Independent Directors of Investment Companies, SEC, October 15, 1999.
