摘要
金融创新风险,是指金融创新过程中创新供给主体的创新措施不能顺利实施或创新收益遭到损失的可能性。金融创新风险监管机制的内容是:正确地评估和度量风险;实行严格的“市场准入”监管;建立健全信息披露制度;保证市场的公平竞争;健全衍生市场的信用担保机制;督促交易机构改善衍生交易的基础设施;重视衍生交易监管的国内与国际合作。还要处理好三个关系,防止两种倾向。
Financial innovation risk refers to the probability of failure in implementing the innovations provided by the innovator in the process of financial innovation.The risks include:correct evaluation,appraisement and measurement of risks;rigorous supervision of market entry grant;sound system of information disclosure;guarantee of fair competition on the market;sound credit guarantee mechanism of market derivations;infra-structural facilities to supervise and urge exchange institutions to improve derived businesses;and close attention to domestic and international cooperation in supervising derived businesses. Besides,It is also necessary to properly handle three kinds of relationships while to watch against bad tendencies.
出处
《中国社会科学院研究生院学报》
CSSCI
2002年第2期12-18,共7页
Journal of Graduate School of Chinese Academy of Social Sciences