摘要
历史上美国法曾对基金管理费管制采取如下几种标准 :传统的衡平法原则、自由放任主义、“公司财产浪费”或“信托权力滥用”,1972年修正案规定投资顾问对投资公司关于基金管理费负有信赖义务 ,该原则注重公平与效率的平衡 ,是一种建立在市场机制上的司法救济模式 ,明显优于僵化的行政管制手段。
American Law has developed several standards to regulate fund management fees, e.g. traditional equitable principles, laissez-faire, corporate waste or gross abuse of trust. 1972 Amendment adopted Section 36(b) which imposed fiduciary duty on investment advisors pertaining to fund management fees. The fiduciary standard is a judicial remedy model based on market mechanism, which aims to keep balance between equality and efficiency, and have an advantage over administrative approaches.
出处
《中南财经政法大学学报》
CSSCI
北大核心
2002年第3期114-118,共5页
Journal of Zhongnan University of Economics and Law
