摘要
综合经营已成为全球金融业的发展趋势,金融控股公司是金融业综合经营的重要载体,与单一金融机构相比,它存在资本重复计算、内部交易、利益冲突、透明度风险、监管套利以及大而不能倒等特殊风险。产生与发展于我国分业经营、分业监管的金融体制下的金融控股公司还存在设立目的复杂、缺乏法律依据、治理机制不完善、监管重叠与监管盲区等风险。针对上述风险,本文提出注重信息披露和传递、设立风险隔离防火墙、完善公司治理结构、建立协调监管机构等管理金融控股公司风险的建议。
The financial holding company is an important carrier of comprehensive operation when comprehensive operation has become the trend of the global financial industry. Compared with a single financial institution, there are many special risksin the financial holding company including double counting of capital, insider trading, conflicts Of interest, transparency risk, regulatory arbitrage, too big to fail and so on. Generation and development in separate operation, separate regulatory of the financial system in China, there are more special risks in the financial holding company. For instance the purpose of theestablishment is complex, the lack Of legislation, governance mechanism imperfect, regulatory defects. In response to these risks, this paper focus on disclosure and transmission of information, establish of risk isolation firewall, improvement corporate governance, establishment a coordinated regulatory agencies to manage the risks of the financial holding company.
出处
《特区经济》
2014年第6期85-87,共3页
Special Zone Economy
关键词
特殊风险
防火墙
公司治理协调监管
Special Risk
Risk Firewall
Corporate Governance
Regulatory Coordination
