摘要
2009年10月30日我国创业板正式推出,曾被寄予中国"纳斯达克"的厚望。然而自2010年11月1日开始至今,高管们就开始频繁减持其所持原始股。在这样的背景下,通过查阅了国内外关于高管减持的相关理论及研究成果后,本文以2011年深圳证券交易所创业板75家发生过高管减持行为的公司为研究对象,描述了高管减持的现状,进而对高管减持的动因进行了分析,最后在此基础上就关于如何规范高管的减持套现行为提出相关政策建议。
On October 30, 2009, China officially launched ChiNext on Shenzhen Stock Exchange. In the beginning, people hold great expectation about China's Nasdaq-style ChiNext. However, since November 1, 2010, senior executives have been dumping their stocks. In this context, the author referred many relevant theories and literature about executives' holding reduction at home and abroad. The paper selected 75 listed firms that had executives' holding reduction on Shenzhen Stock Exchange as research samples, and then described the phenomenon of senior executives' holding reduction and an',dyzed it. At last, the paper gives some advice on restricting executives' holding reduction.
出处
《财务与金融》
2014年第1期55-58,63,共5页
Accounting and Finance
关键词
创业板
高管
减持
ChiNext
Senior Executives
Holding Reduction