摘要
开展资产管理业务创新,对于券商营造新的盈利模式、构建核心竞争力起到至关重要的作用。然而,近年来券商资管业务创新受到多种因素的影响,进程相对缓慢,业务发展也一直难有突破,在与其它资管机构的竞争中处于不利局面。本文将在现有研究的基础上,对券商资管业务创新的历史演进进行探讨,并通过对制约资管业务创新的内外部因素进行分析,分别从监管部门与券商的角度提出推动资管业务创新进一步发展的政策建议。
The development of asset management business innovation plays an important role in constructing a new profit model and building core competence for securities companies. However, in recent years, as affected by many factors, the innovation process of asset management business was relatively slow, business development has been difficult to have breakthrough, and in a weaker position when competing with other asset management institutions. In this paper, based on the existing research, the historical evolution of business innovation of asset management was discussed, and then, the internal and external factors that restrict asset management business innovation were analyzed. At last, advices and measures were proposed separately from regulators and securities companies＇ perspectives to promote asset management business innovation further.
出处
《证券市场导报》
CSSCI
北大核心
2013年第6期14-20,共7页
Securities Market Herald
关键词
资管业务
券商业务创新
券商资产管理
asset management business, brokerage business innovation, brokerage assets management
