摘要
我国证券市场风险 ,主要表现为市场分割风险、证券交易制度风险、上市公司风险、违规交易风险和市场开放风险。防范风险的措施包括 :一是按市场方法完善证券发行监管制度 ;二是实行上市公司产权制度的改革 ,以国有股、法人股代理人制度为基础 ,建立上市公司的内控治理机制 ;三是按证券市场功能要求 ,理顺市场关系 ,实行行政性监管模式向法律性监管模式转轨 ;四是严格监管证券市场 。
The risks in China securities market are market segregate risk\,securities exchange system risk\,listing companies risk\,illegal trading risk and internationalization risk.The suggestions to prevent the risks are following point:(1) Improve the current stock issuance and listing regulation and process according to the market principles.(2) Reform the management system of the listing companies,and establish the listing companies corporate governance system based on the agent's system of the state ownership shares and legal person shares.(3) Transit the securities market Regulation system from the planning measure to the legal measure according the requirement of the securities market function.(4) Strengthen the securties market,regulation and set up the internal control system of the securities companies.
出处
《金融研究》
CSSCI
北大核心
2000年第6期56-64,共9页
Journal of Financial Research
