摘要
通过对国外典型的做市商制度的阐释,可以看出目前中国证券制度对于做市商制度引入存在的问题是法律障碍、缺少必要的制度、中国证券商准备不足等问题。建立适合我国国情的做市商准入制度,须以法律的形式明确规定做市商的责任义务,建立适当的做市商利益控制机制,规避其破坏市场交易行为的利益驱动,以及建立专门的做市商监管机构。
Based on the foreign typical market maker system explanation is the discussion of existing system in China＇s securities market maker system. Problems include legal barriers, the lack of necessary system, as well as China＇s securities markets＂ preparation. Proposals include suitability issues of China＇s national conditions of market maker access system, the form of law explicitly stipulated market maker of duty, establishment of the proper market maker interests control system, avoidance of the damage the behavior of the market benefit drive as well as the establishment of specialized market maker regulatory agencies.
出处
《湛江师范学院学报》
2011年第5期127-130,共4页
Journal of Zhanjiang Normal College
关键词
交易制度
做市商制度
创业板
trading system
market maker system
venture version
