FDI对我国工业自主创新能力的影响及机制--基于产业关联的视角被引量：170

The Impact of FDI on the Independent Innovation Capability of Chinese Indigenous Industries——From the Perspective of Industrial Linkages

原文传递

导出

摘要本文基于产业关联的视角,分析了FDI垂直溢出效应对我国本土自主创新能力的作用机制,并利用37个工业行业2003—2007年的面板数据,以及《2007年中国投入产出表》实证检验了FDI的前向关联效应和后向关联效应对国内自主创新能力的影响。结果表明,基于研发外溢的FDI前向关联显著提高了下游内资企业的创新能力,而基于技术升级的FDI前向关联的作用并不明显;FDI后向关联倒逼的技术引进对创新活动的替代效应超过了技术溢出效应,抑制了上游行业的自主创新。此外,清晰的产权制度会进一步强化FDI前向关联对自主创新能力的积极作用,对引进技术的二次创新会削弱FDI后向关联产生的负面影响。 This paper firstly analyzes the mechanism in the view of industrial linkages,how the vertical spillovers of FDI influence the independent innovation capability in China.Furthermore,we examine the effects the forward linkages and backward linkages of FDI respectively have on native firms’ innovation,utilizing the panel data set of 37 industries covering the years of 2003-2007 and the input-output tables of China in 2007.The results show that the forward linkages of FDI significantly stimulate indigenous firms’ independent innovation capability based on the spillovers of RD activities by the multinational corporations,while the forward linkages of FDI based on technology renovations’ contribution is less.On the other hand,the backward linkages impede the innovation,because it led to substitute effect of technology import over the technology spillovers.Moreover,explicit property right structure is helpful to enhance the positive effect of FDI forward linkages,and the negative effect of FDI backward linkages is less in the industry which spends more expenditure for absorb and digest.

作者王然燕波邓伟根

机构地区暨南大学产业经济研究院.广东广州汕头大学商学院

出处《中国工业经济》 CSSCI 北大核心 2010年第11期16-25,共10页 China Industrial Economics

关键词外商直接投资自主创新前向关联后向关联 FDI independent innovation forward linkages backward linkages

分类号 F423 [经济管理—产业经济]

引文网络
相关文献

参考文献24

1Coe, D., and E. Helpman. International R&D Spillovers[J]. European Economic Review, 1995, 39(5).
2Cheung, K.Y., and P. Lin. Spillover Effects of FDI on Innovation in China: Evidence from the Provincial Data [J]. China Economic Review, 2004,(15).
3Fan C., and Y.F. Hu. Foreign Direct Investment and Indigenous Technological Efforts: Evidence from China[J]. Economics Letters, 2007, (96).
4Hu, A., and G. Jefferson. FDI, Technological Innovation, and Spillover: Evidence from Large and Medium Size Chinese Enterprises[R]. Brandeis University: Waltham, MA, 2001.
5Javorcik, B.S. Does Foreign Direct Investment Increase the Productivity of Domestic Firms? In Search of Spillovers through Backward Linkages[J]. American Economic Review, 2004, 94(3).
6Kluger, M. Spillovers from Foreign Direct Investment: Within or Between Industries [J]. Journal of Development Economics, 2006, 80(2).
7Markusen,J., Venables,A., Konan,D., and K.Zhang. A Unified Treatment of Horizontal Direct Investment, Vertical Direct, and the Pattern of Trade in Goods and Services[R]. NBER Working Paper 5696,1996.
8Pakes, A., and Z. Griliches. Patents and R&D at the Firm Level: A first look[J]. Economics Letters, 1980,4.
9Romer, P. Endogenous Technological Change[J]. Journal of Political Economy, 1990, (98).
10Lall,S. Promoting Technology Development: the Role of Technology Transfer and Indigenous Effort [J]. Third World Quarterly, 1993, (14).