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证券期货业信息技术发展中需关注的几个问题

Some Issues to Be considered in the Securities & Futures industry's Information Technology Development
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摘要 证券期货行业已成为高度IT依赖性的行业,信息技术发展及信息技术安全问题始终是行业的存在与发展基础。然而,由于市场的快速发展与技术的持续跟进总是存在着互动差距,一个在业务与技术之间良性循环的技术生态环境仍亟待从IT制度设计、IT治理环节和IT文化实践等多个方面予以重视和推动。本文从行业信息技术发展中遇到的几个问题着手,探讨了这些问题产生的根源和影响,也提出了解决问题的基本思路,其主要的着眼点仍然在于建立行业良性技术生态环境所需要的各种制度准备和技术准备,并希望这些问题的提出与探讨能引起全行业的关注与讨论,以尽快找到最佳的解决路径。 Ever since the application of information technology in securities and futures industry in China, information security and its future development has been the fundamental issue of the industry. Nevertheless, there are always some gaps between the rapid development of the market and the technical support provided. A positive interaction between the business demands and the technical support is required to be taken into consideration systematically, both from the IT mechanism design, IT governance, as well as the IT practice culture. This article, however, focused on existing problems of industry' s information security, analyzes their backgrounds and possible influences and provides some resolution proposals which emphasis the importance of the fundamental elements of a sound environment for future development: --various working mechanisms and diversified technical infrastructures. The article is aimed to call attention on the issues discussed thereafter from each part of the industry, hence, to explore a better way out for Information security development in China' s securities and futures market.
出处 《证券市场导报》 CSSCI 北大核心 2010年第2期4-8,共5页 Securities Market Herald
关键词 证券期货业 信息技术 技术依赖 技术支持 技术发展 the securities & futures industry, information technology, technology dependence, technology support, technology development
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参考文献3

  • 1《证券期货经营机构信息技术治理工作指引(试行)》,中国证券业协会发布,2008年2月.
  • 2《中国证券期货业信息安全发展报告》,2009年6月.
  • 3许永华.NMs与MiFID比较研究[R].深交所博士后出站报告.2009.

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