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金融开放条件下的银行业并表监管研究 被引量:1

The Analysis of Consolidated Supervision in Open Banking Industry
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摘要 本文介绍了并表监管的理论基础,探究了并表监管的本质特征,分析了加强银行业资本监管的原因及2008年2月中国银监会颁布的《银行并表监管指引(试行)》在实行过程中可能碰到的难点,并提出了相关政策建议。 This article introduces theoretical basis of consolidated supervision, explores the nature and characteristics of consolidated supervision, analyzes the reasons for capital regulation in banking sector and difficulties in promotion of "Guidelines Bank Supervision (Trial)" issued by Chinals Banking Regulatory Commission, and proposes relevant policy recommendations.
出处 《上海金融》 CSSCI 北大核心 2009年第7期48-51,共4页 Shanghai Finance
关键词 银行业 FDI 并表监管 Banking Industry FDI Consolidated Supervision
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  • 1韩龙.对外国银行准入形式的法律监管分析[J].法学评论,1999,17(4):119-123. 被引量:8
  • 2Folkerts-Landau D.《迈向金融稳定的框架》[M].中国金融出版社,1998.47-48.
  • 3IMF.《世界经济展望1998年5月号》[M].中国金融出版社,1998.4-5.
  • 4Lindgren J.《银行稳健经营与宏观经济政策》[M].中国金融出版社,1997.192-93.
  • 5[1]See Basle Committee, Consolidated Supervision of Bank' s International Activities (March, 1997), paragraph 1.
  • 6[4]See Ethan B. Kapstein, Revolving the Regulators Dilemma: International Coordination of Banking Regulations, 43 Int'I Org. pp. 323(1999).
  • 7[6]See Duncan E. Afford, Basle Committee Minimum Standards: International Regulatory to the Failure of BCCI, George Washington Journal of International Law&Economics, pp. 241.
  • 8[7]Gerhard von Glahn, Law Among Nations: an Introduction to Public International Law (Fifth Edition), Macnillan Publishing Co. &Collier Macmillan Publishers ( 1987 ), pp. 311.
  • 9[8]Daniel R. Fischel , Andrew M. Rosen field and Robert S. Stillman, the Regulation of Banks and Bank Holding Companies, Virginia Law Review, March 1987, pp. 15.
  • 10[10]See Basle Committee, Consolidated Supervision of Bank' s International Activities (March, 1997), paragraph 4.

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