1Adoption of Amendments to Rule 15c3 - 1 and Adoption of Mtemative Net Capital Requirement for Certain Brokers and Dealers , Release No. 34 - 11497 ( June 26,1975 ).
1The Unintended Consequence of Rating Triggers.Moody's Investors Service,December 2001.
22003年美国国会听证会相关资料.
3参见Adoption of Amendments to Rule 15c3-1 and Adoption of Alternative Net Capital Requirement for Certain Brokers and Dealers,Release No.34-11497(June 26,1975)
4Report of the Senate Committee on Banking,Housing,and Urban Affairs to Accompany S.3850
