摘要
金融控股公司已经成为我国金融业混业经营试验的基本路径并在过去的几年中获得了飞速发展,制定金融控股公司法已是大势所趋。关于金融控股公司加重责任制度的构建,应遵循确定性原则、灵活性原则、最低成本原则和公平公正原则,主张在"三会联席会议"的基础上,组建金融监管协调委员会作为金融控股公司的监管主体,以确定规则式为该委员会的主要监管方式。并且,未来的金融控股公司法应对加重责任制度的适用场合、适用程度以及对行政相对人的救济措施等问题作出明确规定。
Financial holding company has become the basic way to the trial of combined banking in China and experienced great expand in the past several years, to make a new law on financial holding company is the trend of the times. This paper argues about the provisions on the enhanced obligations of the financial holding company in the law. We believe that definitiveness, flexi- bility, minimtun costs, fair and justice are the four principles the law ought to follow, and a new supervisory agency, the coordinate committee on financial regulation should be formed to replace the joint conference of the three financial regulatory agencies. The law should issue fixed rides and procedures not only for the committee to carries out in its regulatory activities, but also for the situations to apply the law, the level of liability of the financial holding company and the remedies offered to the administrative counter- person.
出处
《南开学报（哲学社会科学版）》
CSSCI
北大核心
2008年第6期121-127,共7页
Nankai Journal:Philosophy,Literature and Social Science Edition
关键词
金融控股公司
加重责任
加重责任制度
Financial Holding Company
Enhanced Obligations
law on Enhanced Obligations
