摘要
目前,我国保险公司已逐步开始合规管理方面的探索,但仍存在观念落后、机构缺失、人才不足、技术匮乏的问题。2007年9月7日,中国保监会下发了《保险公司合规管理指引,》对保险公司的合规管理工作进行了全面、详细的规定。各保险公司应当按照指引要求,树立先进的合规理念,设置适当的合规管理部门,建立科学的合规管理机制,以逐步提高合规管理的效率和效果,不断加强企业内部控制,有效防范和化解经营风险。
Recently, studies of compliance management has been done in some insurance companies in China, but many problems exist, such as lack of skills, experts and professional agents as well as the lagged conception. Detailed regulations are established by China Insurance Regulatory Commission in September, 2007, so advanced concept and management department should be set up, sound compliance management system should be constructed so as to improve the effect of management, intensify internal control and avoid operation risks.
出处
《金融理论与实践》
北大核心
2008年第8期83-86,共4页
Financial Theory and Practice
关键词
合规风险
合规管理
合规部门
合规制度
合规理念
Compliance Risk
Compliance Management
Compliance Department
Compliance System
Compliance Concept
