摘要
随着新《证券法》的出台,一般委托理财合同中的保底条款效力,成为证券界、法学界争论的难点。有人主张高风险高回报,保底条款有效;有人则主张委托代理关系下,保底条款无效。针对金融理财活动中委托行为与普通民事委托活动本质不同的问题,可以研究对《证券法》委托理财的禁止性规定作出狭义的司法解释,以维护理财交易中保底条款的有效性。
From Securities Law was carried out, legal obligations of articles on guaranteed minimal profit concerning common financing contract for commission has become a focus in circles of securities and jurisprudents. Some claim it is available, while others embrace it invalid. In view of the different natures between act of commission and common civil delegation, the author undertakes a judicial interpretation on ＇the forbidden provision of the commission in a narrow way, so as to preserve the validity of articles on guaranteed minimal profit.
出处
《学术交流》
北大核心
2006年第2期49-51,共3页
Academic Exchange
关键词
委托理财
担保条款
风险责任
financial management for commission
warranty clause
risk obligation
