Because the hydraulic directional valve usually works in a bad working environment and is disturbed by multi-factor noise,the traditional single sensor monitoring technology is difficult to use for an accurate diagnos...Because the hydraulic directional valve usually works in a bad working environment and is disturbed by multi-factor noise,the traditional single sensor monitoring technology is difficult to use for an accurate diagnosis of it.Therefore,a fault diagnosis method based on multi-sensor information fusion is proposed in this paper to reduce the inaccuracy and uncertainty of traditional single sensor information diagnosis technology and to realize accurate monitoring for the location or diagnosis of early faults in such valves in noisy environments.Firstly,the statistical features of signals collected by the multi-sensor are extracted and the depth features are obtained by a convolutional neural network(CNN)to form a complete and stable multi-dimensional feature set.Secondly,to obtain a weighted multi-dimensional feature set,the multi-dimensional feature sets of similar sensors are combined,and the entropy weight method is used to weight these features to reduce the interference of insensitive features.Finally,the attention mechanism is introduced to improve the dual-channel CNN,which is used to adaptively fuse the weighted multi-dimensional feature sets of heterogeneous sensors,to flexibly select heterogeneous sensor information so as to achieve an accurate diagnosis.Experimental results show that the weighted multi-dimensional feature set obtained by the proposed method has a high fault-representation ability and low information redundancy.It can diagnose simultaneously internal wear faults of the hydraulic directional valve and electromagnetic faults of actuators that are difficult to diagnose by traditional methods.This proposed method can achieve high fault-diagnosis accuracy under severe working conditions.展开更多
China manned space station is designed to operate for over ten years. Long-term and sustainable research on space science and technology will be conducted during its operation. The application payloads must meet the ...China manned space station is designed to operate for over ten years. Long-term and sustainable research on space science and technology will be conducted during its operation. The application payloads must meet the ‘‘long life and high reliability" mission requirement. Gearbox machinery is one of the essential devices in an aerospace utilization system, failure of which may lead to downtime loss even during some disastrous catastrophes. A fault diagnosis of gearbox has attracted attentions for its significance in preventing catastrophic accidents and guaranteeing sufficient maintenance. A novel fault diagnosis method based on the Ensemble Multi-Fault Features Indexing(EMFFI) approach is proposed for the condition monitoring of gearboxes. Different from traditional methods of signal analysis in the one-dimensional space, this study employs a supervised learning method to determine the faults of a gearbox in a two-dimensional space using the classification model established by training the features extracted automatically from diagnostic vibration signals captured. The proposed method mainly includes the following steps. First, the vibration signals are transformed into a bi-spectrum contour map utilizing bi-spectrum technology,which provides a basis for the following image-based feature extraction. Then, Speeded-Up Robustness Feature(SURF) is applied to automatically extract the image feature points of the bi-spectrum contour map using a multi-fault features indexing theory, and the feature dimension is reduced by Linear Discriminant Analysis(LDA). Finally, Random Forest(RF) is introduced to identify the fault types of the gearbox. The test results verify that the proposed method based on the multi-fault features indexing approach achieves the target of high diagnostic accuracy and can serve as a highly effective technique to discover faults in a gearbox machinery such as a two-stage one.展开更多
The Xujiaweizi Fault Depression is located in the northern Songliao Basin,Northeast China.The exploration results show that the most favorable natural gas reservoirs are in the volcanic rocks of the Yingcheng Formatio...The Xujiaweizi Fault Depression is located in the northern Songliao Basin,Northeast China.The exploration results show that the most favorable natural gas reservoirs are in the volcanic rocks of the Yingcheng Formation(K 1 yc).Based on seismic interpretation,drill cores and the results of previous research,we analyzed the distribution of faults and the thickness of volcanic rocks in different periods of K 1 yc,and studied the relationship of volcanic activities and main faults.Volcanic rocks were formed in the Yingcheng period when the magma erupted along pre-existing fault zones.The volcanic activities strongly eroded the faults during the eruption process,which resulted in the structural traces in the seismic section being diffuse and unclear.The tectonic activities weakened in the study area in the depression stage.The analysis of seismic interpretation,thin section microscopy and drill cores revealed that a large number of fractures generated in the volcanic rocks were affected by later continued weak tectonic activities,which greatly improved the physical properties of volcanic reservoirs,and made the volcanic rocks of K 1 yc be favorable natural gas reservoirs.The above conclusions provide the basis to better understand the relationship of the volcanic rock distribution and faults,the mechanism of volcanic eruption and the formation of natural gas reservoirs in volcanic rocks.展开更多
Through field geologic survey,fine interpretation of seismic reflection data and analysis of well drilling data,the differential deformation,tectonic transfer and controlling factors of the differential deformation of...Through field geologic survey,fine interpretation of seismic reflection data and analysis of well drilling data,the differential deformation,tectonic transfer and controlling factors of the differential deformation of the Gumubiezi Fault(GF)from east to west have been studied systematically.The study shows that GF started to move southward as a compressive decollement along the Miocene gypsum-bearing mudstone layer in the Jidike Formation at the Early Quaternary and thrust out of the ground surface at the northern margin of the Wensu Uplift,and the Gumubiezi anticline formed on the hanging wall of the GF.The displacement of the GF decreases gradually from 1.21 km in the east AA′transect to 0.39 km in the west CC′transect,and completely disappears in the west of the Gumubiezi anticline.One part of the displacement of the GF is converted into the forward thrust,and another part is absorbed by Gumubiezi anticline.The formation of the GF is related to the gypsum-bearing mudstone layer in the Jidike Formation and barrier of the Wensu Uplift.The differential deformation of the GF from east to west is controlled by the development difference of gypsum-bearing mudstone layer in the Jidike Formation.In the east part,gypsum-bearing mudstone layer in the Jidike Formation is thicker,the deformation of the duplex structure in the north of the profile transferred to the basin along gypsum-bearing mudstone layer;to the west of the Gumubiezi structural belt(GSB),the gypsum-bearing mudstone layer in Jidike Formation decreases in thickness,and the transfer quantity of deformation of the duplex structure along the gypsum-bearing mudstone layer to the basin gradually reduces.In contrast,on the west DD′profile,the gypsum-bearing mudstone is not developed,the deformation of the deep duplex structure cannot be transferred along the Jidike Formation into the basin,the deep thrust fault broke to the surface and the GF disappeared completely.The displacement of the GF to the west eventually disappeared,because the lateral ramp acts as the transitional fault between east and west part of GSB.展开更多
The Ailao Mountain is one of the most important metallogenic belts ofpolymetallic deposits in the Sanjiang region, southwestern China. Located in the southern segment of this metallogenic belt, the newly-discovered Ch...The Ailao Mountain is one of the most important metallogenic belts ofpolymetallic deposits in the Sanjiang region, southwestern China. Located in the southern segment of this metallogenic belt, the newly-discovered Chang'an gold deposit is large in scale (Fig. 1A), and has attracted much attention among geologists. The ore-hosted rocks in the district include the Late Ordovician Xiangyang Fm. sandstone and clastic rocks and the Early Silurian Kanglang Fm. dolomite. Affected by the multistage tectonic activities, stocks and dykes of lamprophyre, dolerite, syenite porphyry and orthoclasite are widely exposed, and the orebodies are in symbiosis with or crosscut the dyke rocks.展开更多
A large number of features are involved in fault diagnosis,and it is challenging to identify important and relative features for fault classification.Feature selection selects suitable features from the fault dataset ...A large number of features are involved in fault diagnosis,and it is challenging to identify important and relative features for fault classification.Feature selection selects suitable features from the fault dataset to determine the root cause of the fault.Particle swarm optimization(PSO)has shown promising results in performing feature selection due to its promising search effectiveness and ease of implementation.However,most PSObased feature selection approaches for fault diagnosis do not adequately take domain-specific a priori knowledge into account.In this study,we propose a correlation-guided PSO feature selection approach for fault diagnosis that focuses on improving the initialisation effectiveness,individual exploration ability,and population diversity.To be more specific,an initialisation strategy based on feature correlation is designed to enhance the quality of the initial population,while a probability individual updating mechanism is proposed to improve the exploitation ability.In addition,a sample shrinkage strategy is developed to enhance the ability to jump out of local optimal.Results on four public fault diagnosis datasets show that the proposed approach can select smaller feature subsets to achieve higher classification accuracy than other state-of-the-art feature selection methods in most cases.Furthermore,the effectiveness of the proposed approach is also verified by examining real-world fault diagnosis problems.展开更多
Difficulty in extracting nonlinear sparse impulse features due to variable speed conditions and redundant noise interference leads to challenges in diagnosing variable speed faults.Therefore,an improved spectral amplit...Difficulty in extracting nonlinear sparse impulse features due to variable speed conditions and redundant noise interference leads to challenges in diagnosing variable speed faults.Therefore,an improved spectral amplitude modulation(ISAM)based on sparse feature adaptive convolution(SFAC)is proposed to enhance the fault features under variable speed conditions.First,an optimal bi-damped wavelet construction method is proposed to learn signal impulse features,which selects the optimal bi-damped wavelet parameters with correlation criterion and particle swarm optimization.Second,a convolutional basis pursuit denoising model based on an optimal bi-damped wavelet is proposed for resolving sparse impulses.A model regularization parameter selection method based on weighted fault characteristic amplitude ratio assistance is proposed.Then,an ISAM method based on kurtosis threshold is proposed to further enhance the fault information of sparse signal.Finally,the type of variable speed faults is determined by order spectrum analysis.Various experimental results,such as spectral amplitude modulation and Morlet wavelet matching,verify the effectiveness and advantages of the ISAM-SFAC method.展开更多
Kernel-based slow feature analysis(SFA)methods have been successfully applied in the industrial process fault detection field.However,kernel-based SFA methods have high computational complexity as dealing with nonline...Kernel-based slow feature analysis(SFA)methods have been successfully applied in the industrial process fault detection field.However,kernel-based SFA methods have high computational complexity as dealing with nonlinearity,leading to delays in detecting time-varying data features.Additionally,the uncertain kernel function and kernel parameters limit the ability of the extracted features to express process characteristics,resulting in poor fault detection performance.To alleviate the above problems,a novel randomized auto-regressive dynamic slow feature analysis(RRDSFA)method is proposed to simultaneously monitor the operating point deviations and process dynamic faults,enabling real-time monitoring of data features in industrial processes.Firstly,the proposed Random Fourier mappingbased method achieves more effective nonlinear transformation,contrasting with the current kernelbased RDSFA algorithm that may lead to significant computational complexity.Secondly,a randomized RDSFA model is developed to extract nonlinear dynamic slow features.Furthermore,a Bayesian inference-based overall fault monitoring model including all RRDSFA sub-models is developed to overcome the randomness of random Fourier mapping.Finally,the superiority and effectiveness of the proposed monitoring method are demonstrated through a numerical case and a simulation of continuous stirred tank reactor.展开更多
An intelligent diagnosis method based on self-adaptiveWasserstein dual generative adversarial networks and feature fusion is proposed due to problems such as insufficient sample size and incomplete fault feature extra...An intelligent diagnosis method based on self-adaptiveWasserstein dual generative adversarial networks and feature fusion is proposed due to problems such as insufficient sample size and incomplete fault feature extraction,which are commonly faced by rolling bearings and lead to low diagnostic accuracy.Initially,dual models of the Wasserstein deep convolutional generative adversarial network incorporating gradient penalty(1D-2DWDCGAN)are constructed to augment the original dataset.A self-adaptive loss threshold control training strategy is introduced,and establishing a self-adaptive balancing mechanism for stable model training.Subsequently,a diagnostic model based on multidimensional feature fusion is designed,wherein complex features from various dimensions are extracted,merging the original signal waveform features,structured features,and time-frequency features into a deep composite feature representation that encompasses multiple dimensions and scales;thus,efficient and accurate small sample fault diagnosis is facilitated.Finally,an experiment between the bearing fault dataset of CaseWestern ReserveUniversity and the fault simulation experimental platformdataset of this research group shows that this method effectively supplements the dataset and remarkably improves the diagnostic accuracy.The diagnostic accuracy after data augmentation reached 99.94%and 99.87%in two different experimental environments,respectively.In addition,robustness analysis is conducted on the diagnostic accuracy of the proposed method under different noise backgrounds,verifying its good generalization performance.展开更多
Depth estimation of subsurface faults is one of the problems in gravity interpretation. We tried using the support vector classifier (SVC) method in the estimation. Using forward and nonlinear inverse techniques, de...Depth estimation of subsurface faults is one of the problems in gravity interpretation. We tried using the support vector classifier (SVC) method in the estimation. Using forward and nonlinear inverse techniques, detecting the depth of subsurface faults with related error is possible but it is necessary to have an initial guess for the depth and this initial guess usually comes from non-gravity data. We introduce SVC in this paper as one of the tools for estimating the depth of subsurface faults using gravity data. We can suppose that each subsurface fault depth is a class and that SVC is a classification algorithm. To better use the SVC algorithm, we select proper depth estimation features using a proper features selection (FS) algorithm. In this research, we produce a training set consisting of synthetic gravity profiles created by subsurface faults at different depths to train the SVC code to estimate the depth of real subsurface faults. Then we test our trained SVC code by a testing set consisting of other synthetic gravity profiles created by subsurface faults at different depths. We also tested our trained SVC code using real data.展开更多
Thermal image, or thermogram, becomes a new type of signal for machine condition monitoring and fault diagnosis due to the capability to display real-time temperature distribution and possibility to indicate the mach...Thermal image, or thermogram, becomes a new type of signal for machine condition monitoring and fault diagnosis due to the capability to display real-time temperature distribution and possibility to indicate the machine’s operating condition through its temperature. In this paper, an investigation of using the second-order statistical features of thermogram in association with minimum redundancy maximum relevance (mRMR) feature selection and simplified fuzzy ARTMAP (SFAM) classification is conducted for rotating machinery fault diagnosis. The thermograms of different machine conditions are firstly preprocessed for improving the image contrast, removing noise, and cropping to obtain the regions of interest (ROIs). Then, an enhanced algorithm based on bi-dimensional empirical mode decomposition is implemented to further increase the quality of ROIs before the second-order statistical features are extracted from their gray-level co-occurrence matrix (GLCM). The highly relevant features to the machine condition are selected from the total feature set by mRMR and are fed into SFAM to accomplish the fault diagnosis. In order to verify this investigation, the thermograms acquired from different conditions of a fault simulator including normal, misalignment, faulty bearing, and mass unbalance are used. This investigation also provides a comparative study of SFAM and other traditional methods such as back-propagation and probabilistic neural networks. The results show that the second-order statistical features used in this framework can provide a plausible accuracy in fault diagnosis of rotating machinery.展开更多
Electrical resistivity tomography (ERT) has been used to experimentally detect shallow buried faults in urban areas in the past a few years, with some progress and experience obtained. According to the results from Ol...Electrical resistivity tomography (ERT) has been used to experimentally detect shallow buried faults in urban areas in the past a few years, with some progress and experience obtained. According to the results from Olympic Park, Beijing, Shandong Province, Gansu Province and Shanxi Province, we have generalized the method and procedure for inferring the discontinuity of electrical structures (DES) indicating a buried fault in urban areas from resistivity tomograms and its typical electrical features. In general, the layered feature of the electrical structure is first analyzed to preliminarily define whether or not a DES exists in the target area. Resistivity contours in resistivity tomograms are then analyzed from the deep to the shallow. If they extend upward from the deep to the shallow and shape into an integral dislocation, sharp flexure (convergence) or gradient zone, it is inferred that the DES exists, indicating a buried fault. Finally, horizontal tracing is be carried out to define the trend of the DES. The DES can be divided into three types-type AB, ABA and AC. In the present paper, the Zhangdian-Renhe fault system in Zibo city is used as an example to illustrate how to use the method to infer the location and spatial extension of a target fault. Geologic drilling holes are placed based on our research results, and the drilling logs testify that our results are correct. However, the method of this paper is not exclusive and inflexible. It is expected to provide reference and assistance for inferring the shallow buried faults in urban areas from resistivity tomograms in the future.展开更多
Choosing the right characteristic parameter is the key to fault diagnosis in analog circuit. The feature evaluation and extraction methods based on neural network are presented. Parameter evaluation of circuit feature...Choosing the right characteristic parameter is the key to fault diagnosis in analog circuit. The feature evaluation and extraction methods based on neural network are presented. Parameter evaluation of circuit features is realized by training results from neural network; the superior nonlinear mapping capability is competent for extracting fault features which are normalized and compressed subsequently. The complex classification problem on fault pattern recognition in analog circuit is transferred into feature processing stage by feature extraction based on neural network effectively, which improves the diagnosis efficiency. A fault diagnosis illustration validated this method.展开更多
It is well known that the human auditory system possesses remarkable capabilities to analyze and identify signals. Therefore, it would be significant to build an auditory model based on the mechanism of human auditory...It is well known that the human auditory system possesses remarkable capabilities to analyze and identify signals. Therefore, it would be significant to build an auditory model based on the mechanism of human auditory systems, which may improve the effects of mechanical signal analysis and enrich the methods of mechanical faults features extraction. However the existing methods are all based on explicit senses of mathematics or physics, and have some shortages on distinguishing different faults, stability, and suppressing the disturbance noise, etc. For the purpose of improving the performances of the work of feature extraction, an auditory model, early auditory(EA) model, is introduced for the first time. This auditory model transforms time domain signal into auditory spectrum via bandpass filtering, nonlinear compressing, and lateral inhibiting by simulating the principle of the human auditory system. The EA model is developed with the Gammatone filterbank as the basilar membrane. According to the characteristics of vibration signals, a method is proposed for determining the parameter of inner hair cells model of EA model. The performance of EA model is evaluated through experiments on four rotor faults, including misalignment, rotor-to-stator rubbing, oil film whirl, and pedestal looseness. The results show that the auditory spectrum, output of EA model, can effectively distinguish different faults with satisfactory stability and has the ability to suppress the disturbance noise. Then, it is feasible to apply auditory model, as a new method, to the feature extraction for mechanical faults diagnosis with effect.展开更多
Impulse components in vibration signals are important fault features of complex machines. Sparse coding (SC) algorithm has been introduced as an impulse feature extraction method, but it could not guarantee a satisf...Impulse components in vibration signals are important fault features of complex machines. Sparse coding (SC) algorithm has been introduced as an impulse feature extraction method, but it could not guarantee a satisfactory performance in processing vibration signals with heavy background noises. In this paper, a method based on fusion sparse coding (FSC) and online dictionary learning is proposed to extract impulses efficiently. Firstly, fusion scheme of different sparse coding algorithms is presented to ensure higher reconstruction accuracy. Then, an improved online dictionary learning method using FSC scheme is established to obtain redundant dictionary and it can capture specific features of training samples and reconstruct the sparse approximation of vibration signals. Simulation shows that this method has a good performance in solving sparse coefficients and training redundant dictionary compared with other methods. Lastly, the proposed method is further applied to processing aircraft engine rotor vibration signals. Compared with other feature extraction approaches, our method can extract impulse features accurately and efficiently from heavy noisy vibration signal, which has significant supports for machinery fault detection and diagnosis.展开更多
To improve the accuracy and robustness of rolling bearing fault diagnosis under complex conditions, a novel method based on multi-view feature fusion is proposed. Firstly, multi-view features from perspectives of the ...To improve the accuracy and robustness of rolling bearing fault diagnosis under complex conditions, a novel method based on multi-view feature fusion is proposed. Firstly, multi-view features from perspectives of the time domain, frequency domain and time-frequency domain are extracted through the Fourier transform, Hilbert transform and empirical mode decomposition (EMD).Then, the random forest model (RF) is applied to select features which are highly correlated with the bearing operating state. Subsequently, the selected features are fused via the autoencoder (AE) to further reduce the redundancy. Finally, the effectiveness of the fused features is evaluated by the support vector machine (SVM). The experimental results indicate that the proposed method based on the multi-view feature fusion can effectively reflect the difference in the state of the rolling bearing, and improve the accuracy of fault diagnosis.展开更多
For a single-structure deep learning fault diagnosis model,its disadvantages are an insufficient feature extraction and weak fault classification capability.This paper proposes a multi-scale deep feature fusion intell...For a single-structure deep learning fault diagnosis model,its disadvantages are an insufficient feature extraction and weak fault classification capability.This paper proposes a multi-scale deep feature fusion intelligent fault diagnosis method based on information entropy.First,a normal autoencoder,denoising autoencoder,sparse autoencoder,and contractive autoencoder are used in parallel to construct a multi-scale deep neural network feature extraction structure.A deep feature fusion strategy based on information entropy is proposed to obtain low-dimensional features and ensure the robustness of the model and the quality of deep features.Finally,the advantage of the deep belief network probability model is used as the fault classifier to identify the faults.The effectiveness of the proposed method was verified by a gearbox test-bed.Experimental results show that,compared with traditional and existing intelligent fault diagnosis methods,the proposed method can obtain representative information and features from the raw data with higher classification accuracy.展开更多
Aiming at the existing problems of discrete cosine transform(DCT) de-noising method, we introduce the idea of wavelet neighboring coefficients(WNC) de-noising method, and propose the cosine neighboring coefficients(CN...Aiming at the existing problems of discrete cosine transform(DCT) de-noising method, we introduce the idea of wavelet neighboring coefficients(WNC) de-noising method, and propose the cosine neighboring coefficients(CNC) de-noising method. Based on DCT, a novel method for the fault feature extraction of hydraulic pump is analyzed. The vibration signal of pump is de-noised with CNC de-noising method, and the fault feature is extracted by performing Hilbert-Huang transform(HHT) to the output signal. The analysis results of the simulation signal and the actual one demonstrate that the proposed CNC de-noising method and the fault feature extraction method have more superior ability than the traditional ones.展开更多
Multivariate statistical process control methods have been widely used in biochemical industries. Batch process is usually monitored by the method of multi-way principal component analysis (MPCA). In this article, a n...Multivariate statistical process control methods have been widely used in biochemical industries. Batch process is usually monitored by the method of multi-way principal component analysis (MPCA). In this article, a new batch process monitoring and fault diagnosis method based on feature extract in Fisher subspace is proposed.The feature vector and the feature direction are extracted by projecting the high-dimension process data onto the low-dimension Fisher space. The similarity of feature vector between the current and the reference batch is calculated for on-line process monitoring and the contribution plot of weights in feature direction is calculated for fault diagnosis. The approach overcomes the need for estimating or tilling in the unknown portion of the process variables trajectories from the current time to the end of the batch. Simulation results on the benchmark model of penicillin fermentation process can demonstrate that in comparison to the MPCA method, the proposed method is more accurate and efficient for process monitoring and fault diagnosis.展开更多
基金supported by the National Natural Science Foundation of China(Nos.51805376 and U1709208)the Zhejiang Provincial Natural Science Foundation of China(Nos.LY20E050028 and LD21E050001)。
文摘Because the hydraulic directional valve usually works in a bad working environment and is disturbed by multi-factor noise,the traditional single sensor monitoring technology is difficult to use for an accurate diagnosis of it.Therefore,a fault diagnosis method based on multi-sensor information fusion is proposed in this paper to reduce the inaccuracy and uncertainty of traditional single sensor information diagnosis technology and to realize accurate monitoring for the location or diagnosis of early faults in such valves in noisy environments.Firstly,the statistical features of signals collected by the multi-sensor are extracted and the depth features are obtained by a convolutional neural network(CNN)to form a complete and stable multi-dimensional feature set.Secondly,to obtain a weighted multi-dimensional feature set,the multi-dimensional feature sets of similar sensors are combined,and the entropy weight method is used to weight these features to reduce the interference of insensitive features.Finally,the attention mechanism is introduced to improve the dual-channel CNN,which is used to adaptively fuse the weighted multi-dimensional feature sets of heterogeneous sensors,to flexibly select heterogeneous sensor information so as to achieve an accurate diagnosis.Experimental results show that the weighted multi-dimensional feature set obtained by the proposed method has a high fault-representation ability and low information redundancy.It can diagnose simultaneously internal wear faults of the hydraulic directional valve and electromagnetic faults of actuators that are difficult to diagnose by traditional methods.This proposed method can achieve high fault-diagnosis accuracy under severe working conditions.
基金supported by Chinese Academy of Sciences(CAS)Pioneer Hundred Talents Program(No.2017-112)
文摘China manned space station is designed to operate for over ten years. Long-term and sustainable research on space science and technology will be conducted during its operation. The application payloads must meet the ‘‘long life and high reliability" mission requirement. Gearbox machinery is one of the essential devices in an aerospace utilization system, failure of which may lead to downtime loss even during some disastrous catastrophes. A fault diagnosis of gearbox has attracted attentions for its significance in preventing catastrophic accidents and guaranteeing sufficient maintenance. A novel fault diagnosis method based on the Ensemble Multi-Fault Features Indexing(EMFFI) approach is proposed for the condition monitoring of gearboxes. Different from traditional methods of signal analysis in the one-dimensional space, this study employs a supervised learning method to determine the faults of a gearbox in a two-dimensional space using the classification model established by training the features extracted automatically from diagnostic vibration signals captured. The proposed method mainly includes the following steps. First, the vibration signals are transformed into a bi-spectrum contour map utilizing bi-spectrum technology,which provides a basis for the following image-based feature extraction. Then, Speeded-Up Robustness Feature(SURF) is applied to automatically extract the image feature points of the bi-spectrum contour map using a multi-fault features indexing theory, and the feature dimension is reduced by Linear Discriminant Analysis(LDA). Finally, Random Forest(RF) is introduced to identify the fault types of the gearbox. The test results verify that the proposed method based on the multi-fault features indexing approach achieves the target of high diagnostic accuracy and can serve as a highly effective technique to discover faults in a gearbox machinery such as a two-stage one.
基金supported by the Major State Basic Research Development Program of China (973 Program(No.2012CB214705))the National Natural Science Foundation of China (No. 41206035)
文摘The Xujiaweizi Fault Depression is located in the northern Songliao Basin,Northeast China.The exploration results show that the most favorable natural gas reservoirs are in the volcanic rocks of the Yingcheng Formation(K 1 yc).Based on seismic interpretation,drill cores and the results of previous research,we analyzed the distribution of faults and the thickness of volcanic rocks in different periods of K 1 yc,and studied the relationship of volcanic activities and main faults.Volcanic rocks were formed in the Yingcheng period when the magma erupted along pre-existing fault zones.The volcanic activities strongly eroded the faults during the eruption process,which resulted in the structural traces in the seismic section being diffuse and unclear.The tectonic activities weakened in the study area in the depression stage.The analysis of seismic interpretation,thin section microscopy and drill cores revealed that a large number of fractures generated in the volcanic rocks were affected by later continued weak tectonic activities,which greatly improved the physical properties of volcanic reservoirs,and made the volcanic rocks of K 1 yc be favorable natural gas reservoirs.The above conclusions provide the basis to better understand the relationship of the volcanic rock distribution and faults,the mechanism of volcanic eruption and the formation of natural gas reservoirs in volcanic rocks.
基金Supported by the China National Science and Technology Major Project(2017ZX05008001,2016ZX05003001)
文摘Through field geologic survey,fine interpretation of seismic reflection data and analysis of well drilling data,the differential deformation,tectonic transfer and controlling factors of the differential deformation of the Gumubiezi Fault(GF)from east to west have been studied systematically.The study shows that GF started to move southward as a compressive decollement along the Miocene gypsum-bearing mudstone layer in the Jidike Formation at the Early Quaternary and thrust out of the ground surface at the northern margin of the Wensu Uplift,and the Gumubiezi anticline formed on the hanging wall of the GF.The displacement of the GF decreases gradually from 1.21 km in the east AA′transect to 0.39 km in the west CC′transect,and completely disappears in the west of the Gumubiezi anticline.One part of the displacement of the GF is converted into the forward thrust,and another part is absorbed by Gumubiezi anticline.The formation of the GF is related to the gypsum-bearing mudstone layer in the Jidike Formation and barrier of the Wensu Uplift.The differential deformation of the GF from east to west is controlled by the development difference of gypsum-bearing mudstone layer in the Jidike Formation.In the east part,gypsum-bearing mudstone layer in the Jidike Formation is thicker,the deformation of the duplex structure in the north of the profile transferred to the basin along gypsum-bearing mudstone layer;to the west of the Gumubiezi structural belt(GSB),the gypsum-bearing mudstone layer in Jidike Formation decreases in thickness,and the transfer quantity of deformation of the duplex structure along the gypsum-bearing mudstone layer to the basin gradually reduces.In contrast,on the west DD′profile,the gypsum-bearing mudstone is not developed,the deformation of the deep duplex structure cannot be transferred along the Jidike Formation into the basin,the deep thrust fault broke to the surface and the GF disappeared completely.The displacement of the GF to the west eventually disappeared,because the lateral ramp acts as the transitional fault between east and west part of GSB.
基金supported by China Geological Survey (Grant No.1212010633901, 12120115024601)
文摘The Ailao Mountain is one of the most important metallogenic belts ofpolymetallic deposits in the Sanjiang region, southwestern China. Located in the southern segment of this metallogenic belt, the newly-discovered Chang'an gold deposit is large in scale (Fig. 1A), and has attracted much attention among geologists. The ore-hosted rocks in the district include the Late Ordovician Xiangyang Fm. sandstone and clastic rocks and the Early Silurian Kanglang Fm. dolomite. Affected by the multistage tectonic activities, stocks and dykes of lamprophyre, dolerite, syenite porphyry and orthoclasite are widely exposed, and the orebodies are in symbiosis with or crosscut the dyke rocks.
基金supported in part by the National Natural Science Foundation of China(62206255,62476254,62176238,U23A20340)Natural Science Foundation of Henan(252300421501)+3 种基金Young Talents Lifting Project of Henan Association for Scienceand Technology(2024HYTP023)Frontier Exploration Projects of Longmen Laboratory(LMQYTSKT031)Program for Science&Technology Innovation Talents in Universities of Henan Province(23HASTIT023)Key Research and Development Program of Henan(251111113900,241111210100).
文摘A large number of features are involved in fault diagnosis,and it is challenging to identify important and relative features for fault classification.Feature selection selects suitable features from the fault dataset to determine the root cause of the fault.Particle swarm optimization(PSO)has shown promising results in performing feature selection due to its promising search effectiveness and ease of implementation.However,most PSObased feature selection approaches for fault diagnosis do not adequately take domain-specific a priori knowledge into account.In this study,we propose a correlation-guided PSO feature selection approach for fault diagnosis that focuses on improving the initialisation effectiveness,individual exploration ability,and population diversity.To be more specific,an initialisation strategy based on feature correlation is designed to enhance the quality of the initial population,while a probability individual updating mechanism is proposed to improve the exploitation ability.In addition,a sample shrinkage strategy is developed to enhance the ability to jump out of local optimal.Results on four public fault diagnosis datasets show that the proposed approach can select smaller feature subsets to achieve higher classification accuracy than other state-of-the-art feature selection methods in most cases.Furthermore,the effectiveness of the proposed approach is also verified by examining real-world fault diagnosis problems.
基金funded by the National Natural Science Foundation of China(grant nos.52475084 and 52375076)the Postdoctoral Fellowship Program of CPSF(grant no.GZC20230202).
文摘Difficulty in extracting nonlinear sparse impulse features due to variable speed conditions and redundant noise interference leads to challenges in diagnosing variable speed faults.Therefore,an improved spectral amplitude modulation(ISAM)based on sparse feature adaptive convolution(SFAC)is proposed to enhance the fault features under variable speed conditions.First,an optimal bi-damped wavelet construction method is proposed to learn signal impulse features,which selects the optimal bi-damped wavelet parameters with correlation criterion and particle swarm optimization.Second,a convolutional basis pursuit denoising model based on an optimal bi-damped wavelet is proposed for resolving sparse impulses.A model regularization parameter selection method based on weighted fault characteristic amplitude ratio assistance is proposed.Then,an ISAM method based on kurtosis threshold is proposed to further enhance the fault information of sparse signal.Finally,the type of variable speed faults is determined by order spectrum analysis.Various experimental results,such as spectral amplitude modulation and Morlet wavelet matching,verify the effectiveness and advantages of the ISAM-SFAC method.
基金supported by the Program of National Natural Science Foundation of China(U23A20329,62163036)Youth Academic and Technical Leaders Reserve Talent Training project(202105AC160094)Industrial Innovation Talent Special Project of Xingdian Talent Support Program(XDYC-CYCX-2022-0010).
文摘Kernel-based slow feature analysis(SFA)methods have been successfully applied in the industrial process fault detection field.However,kernel-based SFA methods have high computational complexity as dealing with nonlinearity,leading to delays in detecting time-varying data features.Additionally,the uncertain kernel function and kernel parameters limit the ability of the extracted features to express process characteristics,resulting in poor fault detection performance.To alleviate the above problems,a novel randomized auto-regressive dynamic slow feature analysis(RRDSFA)method is proposed to simultaneously monitor the operating point deviations and process dynamic faults,enabling real-time monitoring of data features in industrial processes.Firstly,the proposed Random Fourier mappingbased method achieves more effective nonlinear transformation,contrasting with the current kernelbased RDSFA algorithm that may lead to significant computational complexity.Secondly,a randomized RDSFA model is developed to extract nonlinear dynamic slow features.Furthermore,a Bayesian inference-based overall fault monitoring model including all RRDSFA sub-models is developed to overcome the randomness of random Fourier mapping.Finally,the superiority and effectiveness of the proposed monitoring method are demonstrated through a numerical case and a simulation of continuous stirred tank reactor.
基金supported by the National Natural Science Foundation of China(Grant Nos.12272259 and 52005148).
文摘An intelligent diagnosis method based on self-adaptiveWasserstein dual generative adversarial networks and feature fusion is proposed due to problems such as insufficient sample size and incomplete fault feature extraction,which are commonly faced by rolling bearings and lead to low diagnostic accuracy.Initially,dual models of the Wasserstein deep convolutional generative adversarial network incorporating gradient penalty(1D-2DWDCGAN)are constructed to augment the original dataset.A self-adaptive loss threshold control training strategy is introduced,and establishing a self-adaptive balancing mechanism for stable model training.Subsequently,a diagnostic model based on multidimensional feature fusion is designed,wherein complex features from various dimensions are extracted,merging the original signal waveform features,structured features,and time-frequency features into a deep composite feature representation that encompasses multiple dimensions and scales;thus,efficient and accurate small sample fault diagnosis is facilitated.Finally,an experiment between the bearing fault dataset of CaseWestern ReserveUniversity and the fault simulation experimental platformdataset of this research group shows that this method effectively supplements the dataset and remarkably improves the diagnostic accuracy.The diagnostic accuracy after data augmentation reached 99.94%and 99.87%in two different experimental environments,respectively.In addition,robustness analysis is conducted on the diagnostic accuracy of the proposed method under different noise backgrounds,verifying its good generalization performance.
文摘Depth estimation of subsurface faults is one of the problems in gravity interpretation. We tried using the support vector classifier (SVC) method in the estimation. Using forward and nonlinear inverse techniques, detecting the depth of subsurface faults with related error is possible but it is necessary to have an initial guess for the depth and this initial guess usually comes from non-gravity data. We introduce SVC in this paper as one of the tools for estimating the depth of subsurface faults using gravity data. We can suppose that each subsurface fault depth is a class and that SVC is a classification algorithm. To better use the SVC algorithm, we select proper depth estimation features using a proper features selection (FS) algorithm. In this research, we produce a training set consisting of synthetic gravity profiles created by subsurface faults at different depths to train the SVC code to estimate the depth of real subsurface faults. Then we test our trained SVC code by a testing set consisting of other synthetic gravity profiles created by subsurface faults at different depths. We also tested our trained SVC code using real data.
文摘Thermal image, or thermogram, becomes a new type of signal for machine condition monitoring and fault diagnosis due to the capability to display real-time temperature distribution and possibility to indicate the machine’s operating condition through its temperature. In this paper, an investigation of using the second-order statistical features of thermogram in association with minimum redundancy maximum relevance (mRMR) feature selection and simplified fuzzy ARTMAP (SFAM) classification is conducted for rotating machinery fault diagnosis. The thermograms of different machine conditions are firstly preprocessed for improving the image contrast, removing noise, and cropping to obtain the regions of interest (ROIs). Then, an enhanced algorithm based on bi-dimensional empirical mode decomposition is implemented to further increase the quality of ROIs before the second-order statistical features are extracted from their gray-level co-occurrence matrix (GLCM). The highly relevant features to the machine condition are selected from the total feature set by mRMR and are fed into SFAM to accomplish the fault diagnosis. In order to verify this investigation, the thermograms acquired from different conditions of a fault simulator including normal, misalignment, faulty bearing, and mass unbalance are used. This investigation also provides a comparative study of SFAM and other traditional methods such as back-propagation and probabilistic neural networks. The results show that the second-order statistical features used in this framework can provide a plausible accuracy in fault diagnosis of rotating machinery.
基金The project entitled "Urban Active Fault Surveying Project"(143623) funded by the National Development and Roform Commission of China"Active Faults Exploration and Seismic Hazard Assessment in Zibo City"(SD1501) funded by the Department of Science & Technology of Shangdong Province,China
文摘Electrical resistivity tomography (ERT) has been used to experimentally detect shallow buried faults in urban areas in the past a few years, with some progress and experience obtained. According to the results from Olympic Park, Beijing, Shandong Province, Gansu Province and Shanxi Province, we have generalized the method and procedure for inferring the discontinuity of electrical structures (DES) indicating a buried fault in urban areas from resistivity tomograms and its typical electrical features. In general, the layered feature of the electrical structure is first analyzed to preliminarily define whether or not a DES exists in the target area. Resistivity contours in resistivity tomograms are then analyzed from the deep to the shallow. If they extend upward from the deep to the shallow and shape into an integral dislocation, sharp flexure (convergence) or gradient zone, it is inferred that the DES exists, indicating a buried fault. Finally, horizontal tracing is be carried out to define the trend of the DES. The DES can be divided into three types-type AB, ABA and AC. In the present paper, the Zhangdian-Renhe fault system in Zibo city is used as an example to illustrate how to use the method to infer the location and spatial extension of a target fault. Geologic drilling holes are placed based on our research results, and the drilling logs testify that our results are correct. However, the method of this paper is not exclusive and inflexible. It is expected to provide reference and assistance for inferring the shallow buried faults in urban areas from resistivity tomograms in the future.
基金the National Natural Science Fundation of China (60372001 90407007)the Ph. D. Programs Foundation of Ministry of Education of China (20030614006).
文摘Choosing the right characteristic parameter is the key to fault diagnosis in analog circuit. The feature evaluation and extraction methods based on neural network are presented. Parameter evaluation of circuit features is realized by training results from neural network; the superior nonlinear mapping capability is competent for extracting fault features which are normalized and compressed subsequently. The complex classification problem on fault pattern recognition in analog circuit is transferred into feature processing stage by feature extraction based on neural network effectively, which improves the diagnosis efficiency. A fault diagnosis illustration validated this method.
基金supported by National Natural Science Foundation of China (Grant No. 50805021)
文摘It is well known that the human auditory system possesses remarkable capabilities to analyze and identify signals. Therefore, it would be significant to build an auditory model based on the mechanism of human auditory systems, which may improve the effects of mechanical signal analysis and enrich the methods of mechanical faults features extraction. However the existing methods are all based on explicit senses of mathematics or physics, and have some shortages on distinguishing different faults, stability, and suppressing the disturbance noise, etc. For the purpose of improving the performances of the work of feature extraction, an auditory model, early auditory(EA) model, is introduced for the first time. This auditory model transforms time domain signal into auditory spectrum via bandpass filtering, nonlinear compressing, and lateral inhibiting by simulating the principle of the human auditory system. The EA model is developed with the Gammatone filterbank as the basilar membrane. According to the characteristics of vibration signals, a method is proposed for determining the parameter of inner hair cells model of EA model. The performance of EA model is evaluated through experiments on four rotor faults, including misalignment, rotor-to-stator rubbing, oil film whirl, and pedestal looseness. The results show that the auditory spectrum, output of EA model, can effectively distinguish different faults with satisfactory stability and has the ability to suppress the disturbance noise. Then, it is feasible to apply auditory model, as a new method, to the feature extraction for mechanical faults diagnosis with effect.
基金supported by the National Natural Science Foundation of China (No. 51201182)
文摘Impulse components in vibration signals are important fault features of complex machines. Sparse coding (SC) algorithm has been introduced as an impulse feature extraction method, but it could not guarantee a satisfactory performance in processing vibration signals with heavy background noises. In this paper, a method based on fusion sparse coding (FSC) and online dictionary learning is proposed to extract impulses efficiently. Firstly, fusion scheme of different sparse coding algorithms is presented to ensure higher reconstruction accuracy. Then, an improved online dictionary learning method using FSC scheme is established to obtain redundant dictionary and it can capture specific features of training samples and reconstruct the sparse approximation of vibration signals. Simulation shows that this method has a good performance in solving sparse coefficients and training redundant dictionary compared with other methods. Lastly, the proposed method is further applied to processing aircraft engine rotor vibration signals. Compared with other feature extraction approaches, our method can extract impulse features accurately and efficiently from heavy noisy vibration signal, which has significant supports for machinery fault detection and diagnosis.
基金The National Natural Science Foundation of China(No.51875100)
文摘To improve the accuracy and robustness of rolling bearing fault diagnosis under complex conditions, a novel method based on multi-view feature fusion is proposed. Firstly, multi-view features from perspectives of the time domain, frequency domain and time-frequency domain are extracted through the Fourier transform, Hilbert transform and empirical mode decomposition (EMD).Then, the random forest model (RF) is applied to select features which are highly correlated with the bearing operating state. Subsequently, the selected features are fused via the autoencoder (AE) to further reduce the redundancy. Finally, the effectiveness of the fused features is evaluated by the support vector machine (SVM). The experimental results indicate that the proposed method based on the multi-view feature fusion can effectively reflect the difference in the state of the rolling bearing, and improve the accuracy of fault diagnosis.
基金Supported by National Natural Science Foundation of China and Civil Aviation Administration of China Joint Funded Project(Grant No.U1733108)Key Project of Tianjin Science and Technology Support Program(Grant No.16YFZCSY00860).
文摘For a single-structure deep learning fault diagnosis model,its disadvantages are an insufficient feature extraction and weak fault classification capability.This paper proposes a multi-scale deep feature fusion intelligent fault diagnosis method based on information entropy.First,a normal autoencoder,denoising autoencoder,sparse autoencoder,and contractive autoencoder are used in parallel to construct a multi-scale deep neural network feature extraction structure.A deep feature fusion strategy based on information entropy is proposed to obtain low-dimensional features and ensure the robustness of the model and the quality of deep features.Finally,the advantage of the deep belief network probability model is used as the fault classifier to identify the faults.The effectiveness of the proposed method was verified by a gearbox test-bed.Experimental results show that,compared with traditional and existing intelligent fault diagnosis methods,the proposed method can obtain representative information and features from the raw data with higher classification accuracy.
基金the National Natural Science Foundation of China(No.51275524)the General Armaments Department Equipment Support Research Project
文摘Aiming at the existing problems of discrete cosine transform(DCT) de-noising method, we introduce the idea of wavelet neighboring coefficients(WNC) de-noising method, and propose the cosine neighboring coefficients(CNC) de-noising method. Based on DCT, a novel method for the fault feature extraction of hydraulic pump is analyzed. The vibration signal of pump is de-noised with CNC de-noising method, and the fault feature is extracted by performing Hilbert-Huang transform(HHT) to the output signal. The analysis results of the simulation signal and the actual one demonstrate that the proposed CNC de-noising method and the fault feature extraction method have more superior ability than the traditional ones.
基金Supported by the National Natural Science Foundation of China (No.60504033).
文摘Multivariate statistical process control methods have been widely used in biochemical industries. Batch process is usually monitored by the method of multi-way principal component analysis (MPCA). In this article, a new batch process monitoring and fault diagnosis method based on feature extract in Fisher subspace is proposed.The feature vector and the feature direction are extracted by projecting the high-dimension process data onto the low-dimension Fisher space. The similarity of feature vector between the current and the reference batch is calculated for on-line process monitoring and the contribution plot of weights in feature direction is calculated for fault diagnosis. The approach overcomes the need for estimating or tilling in the unknown portion of the process variables trajectories from the current time to the end of the batch. Simulation results on the benchmark model of penicillin fermentation process can demonstrate that in comparison to the MPCA method, the proposed method is more accurate and efficient for process monitoring and fault diagnosis.