Many hydropower projects have been constructed in Southwest China with the strategic goal of achieving carbon neutrality.Most of these hydropower projects utilize concrete face rockfilldams(CFRDs)built on a deep overb...Many hydropower projects have been constructed in Southwest China with the strategic goal of achieving carbon neutrality.Most of these hydropower projects utilize concrete face rockfilldams(CFRDs)built on a deep overburden layer.The deep overburden layer causes uneven settlement between the overburden layer and the dam,which poses a serious threat to the safety of both the construction and operation of the dam.In this study,microseismic(MS)monitoring technology was employed for the firsttime in the fieldof dam fillingengineering,allowing for the real-time monitoring of microfracture in the bedrock during dam construction.The time-frequency analysis method was used to summarize the MS waveform characteristics induced by dam filling.The fracture mechanism of bedrock was revealed,and the relationships among slope deformation,dam settlement,and MS activity were analyzed.The following research results have been obtained.The MS signal induced by dam fillinghas low energy and amplitude,short duration,and high frequency.The fracture of the bedrock was mainly shear failure.MS monitoring can predict deformation during blasting excavation and capture the large settlement that may occur during dam fillingin advance.Research findingshave demonstrated the significantapplication value of MS monitoring technology in predicting the risk of dam settlement and provide a reference for similar projects.展开更多
Based on the surrounding rock arching and hingeless arch structure theories,a theoretical formula for the minimum overburden thickness was derived.By substituting different mechanical parameters of multiple tunnels at...Based on the surrounding rock arching and hingeless arch structure theories,a theoretical formula for the minimum overburden thickness was derived.By substituting different mechanical parameters of multiple tunnels at home and abroad into this formula,minimum self-supporting arch formulas under different surrounding rock classes were obtained.Based on the actual engineering case of a dual-mode shield tunnel,a numerical model for the tunnel boring machine excavation mode was established to verify the theoretical formulas.Next,three surrounding rock classes,four soil layer thickness gradients,and twelve overburden thickness gradients were designed,resulting in 144 models formed by the combination of the three factors.Uniform tests were conducted,and the pressure arch heights under different surrounding rock classes were obtained.The results show that in the theoretical formulas,the tunnel radius has a linear positive correlation with the pressure arch height,while the tunnel depth has a linear positive correlation with the square of the pressure arch height.According to numerical simulation results,the pressure arch height increases with the increase of the overburden thickness and then tends toward a critical value of twice the tunnel diameter.Finally,the results of the numerical model are in good agreement with those calculated using the theoretical formulas,verifying the rationality of the established theoretical formulas.展开更多
Seabed mining operations have been found to induce significant movement and deformation in overlying rock strata,posing serious threats to mining safety.The presence of geological faults further complicates these defo...Seabed mining operations have been found to induce significant movement and deformation in overlying rock strata,posing serious threats to mining safety.The presence of geological faults further complicates these deformation patterns.This study utilized geophysical surveys and the continuum-based discrete element method(CDEM)to investigate how fault activity influences rock deformation and failure.The results demonstrate that:1)Acting in mechanically weak zones,faults exerted a pronounced barrier effect on deformation propagation and stress redistribution within the surrounding rock,leading to markedly divergent displacement patterns on either side of the fault plane.Comparative analyses between single-fault and double-fault models revealed an 18%−22%expansion of the damage zone under the latter,together with significantly intensified deformation and failure;2)The double-fault model exhibited a larger maximum cumulative vertical displacement and a spatial shift in the location of peak deformation,thereby posing a heightened threat to mine safety;3)Acting in an orebody substitute,backfill effectively constrained surrounding rock deformation,enhanced its load-bearing capacity,and delayed the overburden subsidence.Nevertheless,backfill only reduced the amplitude of deformation;it could not entirely prevent settlement.These findings provide essential theoretical insights and foundational knowledge for safer submarine mining practices.展开更多
The spatial distribution of overburden layer thickness(OLT)is crucial for landslide susceptibility prediction and slope stability analysis.Due to OLT spatial heterogeneity in hillslope regions,combined with the diffic...The spatial distribution of overburden layer thickness(OLT)is crucial for landslide susceptibility prediction and slope stability analysis.Due to OLT spatial heterogeneity in hillslope regions,combined with the difficulty and time consumption of OLT sample collection,accurately predicting OLT distribution remains a challenging.To address this,a novel framework has been developed.First,OLT samples are collected through field surveys,remote sensing,and geological drilling.Next,the heterogeneity of OLT’s spatial distribution is analyzed using the probability distribution of OLT samples and their horizontal and vertical distributions.The OLT samples are categorized and the small sample categories are expanded using the synthetic minority over-sampling technique(SMOTE).The slope position is selected as a key conditioning factor.Subsequently,16 conditioning factors are applied to construct OLT prediction model using the random forest regression algorithm.Weights are assigned to each OLT sample category to balance the uneven distribution of sample sizes.Finally,the Pearson correlation coefficient,mean absolute error(MAE),root mean square error(RMSE),and Lin’s concordance correlation coefficient(Lin’s CCC)are employed to validate the OLT prediction results.The Huangtan town serves as the case study.Results show:(1)heterogeneity analysis,SMOTE-based OLT sample expansion strategy and slope position selection can significantly mitigate the effect of spatial heterogeneity on OLT prediction.(2)The Pearson correlation coefficient,RMSE,MAE and Lin’s CCC values are 0.84,1.173,1.378 and 0.804,respectively,indicating excellent prediction performance.This research provides an effective solution for predicting OLT distribution in hillslope regions.展开更多
The mining height of a coal seam is a critical factor influencing the detachment,collapse,and formation of the collapse angle of the strata during strata movement.To clarify the mechanism by which mining height affect...The mining height of a coal seam is a critical factor influencing the detachment,collapse,and formation of the collapse angle of the strata during strata movement.To clarify the mechanism by which mining height affects strata movement characteristics,a physical model experiment was conducted based on the geological conditions of the Panel 122104 in Caojiatan Coal Mine in Shaanxi.The experiment examined strata movement at mining heights of 1 m and 10 m,identifying differences in detachment,collapse behavior,and collapse angles under these two conditions.The results indicate the following:Delamination range directly governs collapse patterns,with higher stress concentration accelerating delamination initiation and expanding affected zones.1 m mining height exhibits a“superposed fixed beam”structure with lower strength compared to the“fixed beam+cantilever beam”configuration under 10 m height.A model estimating collapse step shows 9.13%average error.Strata structure dictates collapse angle mechanisms:Pseudo-plastic deformation under 1 m height determines collapse angle through vertical tensile stress boundaries,whereas 10 m height exhibits brittle fracture behavior with collapse angles approximating fracture angles.Periodic collapse volume above working face directly correlates with mine pressure intensity and is positively correlated with the caving step distance,collapse angle,and caving range.These parameters show higher values under 10 m mining height,resulting in more pronounced mine pressure manifestations compared to 1 m conditions.展开更多
Ground response analysis and determination of site-specific ground motion parameters are necessary for evaluating seismic loads to enable sustainable design of aboveground and underground structures,particularly in de...Ground response analysis and determination of site-specific ground motion parameters are necessary for evaluating seismic loads to enable sustainable design of aboveground and underground structures,particularly in deep overburden sites.This study investigates the influence of bedrock interface conditions and depth of soil deposits on obtained site-specific ground motion parameters.Employing the one-dimensional seismic response analysis program SOILQUAKE,the ground responses of five representative soil profiles and 1050 case studies are calculated considering three different site models of seismic input interfaces.The analysis employs the actual bedrock interface with a shear wave velocity of 760 m/s as the reference input bedrock interface.The results illustrate that the selection of the bedrock interface condition significantly affects the seismic response on the ground surface of deep overburden sites.Specifically,the ground surface acceleration response spectra at longer periods are notably smaller compared to those at the actual bedrock site.This may present a challenge for designing long-period high-rise buildings situated in deep overburden sites.It is recommended to select a seismic input bedrock interface closely approximating the actual bedrock depth when conducting seismic response analyses for deep overburden sites.展开更多
Sudden and unforeseen seismic failures of coal mine overburden(OB)dump slopes interrupt mining operations,cause loss of lives and delay the production of coal.Consideration of the spatial heterogeneity of OB dump mate...Sudden and unforeseen seismic failures of coal mine overburden(OB)dump slopes interrupt mining operations,cause loss of lives and delay the production of coal.Consideration of the spatial heterogeneity of OB dump materials is imperative for an adequate evaluation of the seismic stability of OB dump slopes.In this study,pseudo-static seismic stability analyses are carried out for an OB dump slope by considering the material parameters obtained from an insitu field investigation.Spatial heterogeneity is simulated through use of the random finite element method(RFEM)and the random limit equilibrium method(RLEM)and a comparative study is presented.Combinations of horizontal and vertical spatial correlation lengths were considered for simulating isotropic and anisotropic random fields within the OB dump slope.Seismic performances of the slope have been reported through the probability of failure and reliability index.It was observed that the RLEM approach overestimates failure probability(P_(f))by considering seismic stability with spatial heterogeneity.The P_(f)was observed to increase with an increase in the coefficient of variation of friction angle of the dump materials.Further,it was inferred that the RLEM approach may not be adequately applicable for assessing the seismic stability of an OB dump slope for a horizontal seismic coefficient that is more than or equal to 0.1.展开更多
基金support from the Joint Funds of the National Natural Science Foundation of China(Grant No.42177143)the National Natural Science Foundation of China(Grant No.U23A2060).
文摘Many hydropower projects have been constructed in Southwest China with the strategic goal of achieving carbon neutrality.Most of these hydropower projects utilize concrete face rockfilldams(CFRDs)built on a deep overburden layer.The deep overburden layer causes uneven settlement between the overburden layer and the dam,which poses a serious threat to the safety of both the construction and operation of the dam.In this study,microseismic(MS)monitoring technology was employed for the firsttime in the fieldof dam fillingengineering,allowing for the real-time monitoring of microfracture in the bedrock during dam construction.The time-frequency analysis method was used to summarize the MS waveform characteristics induced by dam filling.The fracture mechanism of bedrock was revealed,and the relationships among slope deformation,dam settlement,and MS activity were analyzed.The following research results have been obtained.The MS signal induced by dam fillinghas low energy and amplitude,short duration,and high frequency.The fracture of the bedrock was mainly shear failure.MS monitoring can predict deformation during blasting excavation and capture the large settlement that may occur during dam fillingin advance.Research findingshave demonstrated the significantapplication value of MS monitoring technology in predicting the risk of dam settlement and provide a reference for similar projects.
基金The National Natural Science Foundation of China(No.52478426)the Natural Science Foundation of Hunan Province(No.2024JJ5428).
文摘Based on the surrounding rock arching and hingeless arch structure theories,a theoretical formula for the minimum overburden thickness was derived.By substituting different mechanical parameters of multiple tunnels at home and abroad into this formula,minimum self-supporting arch formulas under different surrounding rock classes were obtained.Based on the actual engineering case of a dual-mode shield tunnel,a numerical model for the tunnel boring machine excavation mode was established to verify the theoretical formulas.Next,three surrounding rock classes,four soil layer thickness gradients,and twelve overburden thickness gradients were designed,resulting in 144 models formed by the combination of the three factors.Uniform tests were conducted,and the pressure arch heights under different surrounding rock classes were obtained.The results show that in the theoretical formulas,the tunnel radius has a linear positive correlation with the pressure arch height,while the tunnel depth has a linear positive correlation with the square of the pressure arch height.According to numerical simulation results,the pressure arch height increases with the increase of the overburden thickness and then tends toward a critical value of twice the tunnel diameter.Finally,the results of the numerical model are in good agreement with those calculated using the theoretical formulas,verifying the rationality of the established theoretical formulas.
基金Project(42072305)supported by the National Natural Science Foundation of China。
文摘Seabed mining operations have been found to induce significant movement and deformation in overlying rock strata,posing serious threats to mining safety.The presence of geological faults further complicates these deformation patterns.This study utilized geophysical surveys and the continuum-based discrete element method(CDEM)to investigate how fault activity influences rock deformation and failure.The results demonstrate that:1)Acting in mechanically weak zones,faults exerted a pronounced barrier effect on deformation propagation and stress redistribution within the surrounding rock,leading to markedly divergent displacement patterns on either side of the fault plane.Comparative analyses between single-fault and double-fault models revealed an 18%−22%expansion of the damage zone under the latter,together with significantly intensified deformation and failure;2)The double-fault model exhibited a larger maximum cumulative vertical displacement and a spatial shift in the location of peak deformation,thereby posing a heightened threat to mine safety;3)Acting in an orebody substitute,backfill effectively constrained surrounding rock deformation,enhanced its load-bearing capacity,and delayed the overburden subsidence.Nevertheless,backfill only reduced the amplitude of deformation;it could not entirely prevent settlement.These findings provide essential theoretical insights and foundational knowledge for safer submarine mining practices.
基金funded by the Natural Science Foundation of China(No.42407241,42272326 and 52222905)Jiangxi Provincial Natural Science Foundation(Nos.20242BAB20241,20242BAB23052 and 20242BAB24001).
文摘The spatial distribution of overburden layer thickness(OLT)is crucial for landslide susceptibility prediction and slope stability analysis.Due to OLT spatial heterogeneity in hillslope regions,combined with the difficulty and time consumption of OLT sample collection,accurately predicting OLT distribution remains a challenging.To address this,a novel framework has been developed.First,OLT samples are collected through field surveys,remote sensing,and geological drilling.Next,the heterogeneity of OLT’s spatial distribution is analyzed using the probability distribution of OLT samples and their horizontal and vertical distributions.The OLT samples are categorized and the small sample categories are expanded using the synthetic minority over-sampling technique(SMOTE).The slope position is selected as a key conditioning factor.Subsequently,16 conditioning factors are applied to construct OLT prediction model using the random forest regression algorithm.Weights are assigned to each OLT sample category to balance the uneven distribution of sample sizes.Finally,the Pearson correlation coefficient,mean absolute error(MAE),root mean square error(RMSE),and Lin’s concordance correlation coefficient(Lin’s CCC)are employed to validate the OLT prediction results.The Huangtan town serves as the case study.Results show:(1)heterogeneity analysis,SMOTE-based OLT sample expansion strategy and slope position selection can significantly mitigate the effect of spatial heterogeneity on OLT prediction.(2)The Pearson correlation coefficient,RMSE,MAE and Lin’s CCC values are 0.84,1.173,1.378 and 0.804,respectively,indicating excellent prediction performance.This research provides an effective solution for predicting OLT distribution in hillslope regions.
文摘The mining height of a coal seam is a critical factor influencing the detachment,collapse,and formation of the collapse angle of the strata during strata movement.To clarify the mechanism by which mining height affects strata movement characteristics,a physical model experiment was conducted based on the geological conditions of the Panel 122104 in Caojiatan Coal Mine in Shaanxi.The experiment examined strata movement at mining heights of 1 m and 10 m,identifying differences in detachment,collapse behavior,and collapse angles under these two conditions.The results indicate the following:Delamination range directly governs collapse patterns,with higher stress concentration accelerating delamination initiation and expanding affected zones.1 m mining height exhibits a“superposed fixed beam”structure with lower strength compared to the“fixed beam+cantilever beam”configuration under 10 m height.A model estimating collapse step shows 9.13%average error.Strata structure dictates collapse angle mechanisms:Pseudo-plastic deformation under 1 m height determines collapse angle through vertical tensile stress boundaries,whereas 10 m height exhibits brittle fracture behavior with collapse angles approximating fracture angles.Periodic collapse volume above working face directly correlates with mine pressure intensity and is positively correlated with the caving step distance,collapse angle,and caving range.These parameters show higher values under 10 m mining height,resulting in more pronounced mine pressure manifestations compared to 1 m conditions.
基金supported by the National Natural Science Foundation of China(Nos.52408435,52278384)。
文摘Ground response analysis and determination of site-specific ground motion parameters are necessary for evaluating seismic loads to enable sustainable design of aboveground and underground structures,particularly in deep overburden sites.This study investigates the influence of bedrock interface conditions and depth of soil deposits on obtained site-specific ground motion parameters.Employing the one-dimensional seismic response analysis program SOILQUAKE,the ground responses of five representative soil profiles and 1050 case studies are calculated considering three different site models of seismic input interfaces.The analysis employs the actual bedrock interface with a shear wave velocity of 760 m/s as the reference input bedrock interface.The results illustrate that the selection of the bedrock interface condition significantly affects the seismic response on the ground surface of deep overburden sites.Specifically,the ground surface acceleration response spectra at longer periods are notably smaller compared to those at the actual bedrock site.This may present a challenge for designing long-period high-rise buildings situated in deep overburden sites.It is recommended to select a seismic input bedrock interface closely approximating the actual bedrock depth when conducting seismic response analyses for deep overburden sites.
基金the financial support provided by MHRD,Govt.of IndiaCoal India Limited for providing financial assistance for the research(Project No.CIL/R&D/01/73/2021)the partial financial support provided by the Ministry of Education,Government of India,under SPARC project(Project No.P1207)。
文摘Sudden and unforeseen seismic failures of coal mine overburden(OB)dump slopes interrupt mining operations,cause loss of lives and delay the production of coal.Consideration of the spatial heterogeneity of OB dump materials is imperative for an adequate evaluation of the seismic stability of OB dump slopes.In this study,pseudo-static seismic stability analyses are carried out for an OB dump slope by considering the material parameters obtained from an insitu field investigation.Spatial heterogeneity is simulated through use of the random finite element method(RFEM)and the random limit equilibrium method(RLEM)and a comparative study is presented.Combinations of horizontal and vertical spatial correlation lengths were considered for simulating isotropic and anisotropic random fields within the OB dump slope.Seismic performances of the slope have been reported through the probability of failure and reliability index.It was observed that the RLEM approach overestimates failure probability(P_(f))by considering seismic stability with spatial heterogeneity.The P_(f)was observed to increase with an increase in the coefficient of variation of friction angle of the dump materials.Further,it was inferred that the RLEM approach may not be adequately applicable for assessing the seismic stability of an OB dump slope for a horizontal seismic coefficient that is more than or equal to 0.1.
