Missing data presents a crucial challenge in data analysis,especially in high-dimensional datasets,where missing data often leads to biased conclusions and degraded model performance.In this study,we present a novel a...Missing data presents a crucial challenge in data analysis,especially in high-dimensional datasets,where missing data often leads to biased conclusions and degraded model performance.In this study,we present a novel autoencoder-based imputation framework that integrates a composite loss function to enhance robustness and precision.The proposed loss combines(i)a guided,masked mean squared error focusing on missing entries;(ii)a noise-aware regularization term to improve resilience against data corruption;and(iii)a variance penalty to encourage expressive yet stable reconstructions.We evaluate the proposed model across four missingness mechanisms,such as Missing Completely at Random,Missing at Random,Missing Not at Random,and Missing Not at Random with quantile censorship,under systematically varied feature counts,sample sizes,and missingness ratios ranging from 5%to 60%.Four publicly available real-world datasets(Stroke Prediction,Pima Indians Diabetes,Cardiovascular Disease,and Framingham Heart Study)were used,and the obtained results show that our proposed model consistently outperforms baseline methods,including traditional and deep learning-based techniques.An ablation study reveals the additive value of each component in the loss function.Additionally,we assessed the downstream utility of imputed data through classification tasks,where datasets imputed by the proposed method yielded the highest receiver operating characteristic area under the curve scores across all scenarios.The model demonstrates strong scalability and robustness,improving performance with larger datasets and higher feature counts.These results underscore the capacity of the proposed method to produce not only numerically accurate but also semantically useful imputations,making it a promising solution for robust data recovery in clinical applications.展开更多
The estimation of covariance matrices is very important in many fields, such as statistics. In real applications, data are frequently influenced by high dimensions and noise. However, most relevant studies are based o...The estimation of covariance matrices is very important in many fields, such as statistics. In real applications, data are frequently influenced by high dimensions and noise. However, most relevant studies are based on complete data. This paper studies the optimal estimation of high-dimensional covariance matrices based on missing and noisy sample under the norm. First, the model with sub-Gaussian additive noise is presented. The generalized sample covariance is then modified to define a hard thresholding estimator , and the minimax upper bound is derived. After that, the minimax lower bound is derived, and it is concluded that the estimator presented in this article is rate-optimal. Finally, numerical simulation analysis is performed. The result shows that for missing samples with sub-Gaussian noise, if the true covariance matrix is sparse, the hard thresholding estimator outperforms the traditional estimate method.展开更多
Substantial advancements have been achieved in Tunnel Boring Machine(TBM)technology and monitoring systems,yet the presence of missing data impedes accurate analysis and interpretation of TBM monitoring results.This s...Substantial advancements have been achieved in Tunnel Boring Machine(TBM)technology and monitoring systems,yet the presence of missing data impedes accurate analysis and interpretation of TBM monitoring results.This study aims to investigate the issue of missing data in extensive TBM datasets.Through a comprehensive literature review,we analyze the mechanism of missing TBM data and compare different imputation methods,including statistical analysis and machine learning algorithms.We also examine the impact of various missing patterns and rates on the efficacy of these methods.Finally,we propose a dynamic interpolation strategy tailored for TBM engineering sites.The research results show that K-Nearest Neighbors(KNN)and Random Forest(RF)algorithms can achieve good interpolation results;As the missing rate increases,the interpolation effect of different methods will decrease;The interpolation effect of block missing is poor,followed by mixed missing,and the interpolation effect of sporadic missing is the best.On-site application results validate the proposed interpolation strategy's capability to achieve robust missing value interpolation effects,applicable in ML scenarios such as parameter optimization,attitude warning,and pressure prediction.These findings contribute to enhancing the efficiency of TBM missing data processing,offering more effective support for large-scale TBM monitoring datasets.展开更多
Missing values in radionuclide diffusion datasets can undermine the predictive accuracy and robustness of the machine learning(ML)models.In this study,regression-based missing data imputation method using a light grad...Missing values in radionuclide diffusion datasets can undermine the predictive accuracy and robustness of the machine learning(ML)models.In this study,regression-based missing data imputation method using a light gradient boosting machine(LGBM)algorithm was employed to impute more than 60%of the missing data,establishing a radionuclide diffusion dataset containing 16 input features and 813 instances.The effective diffusion coefficient(D_(e))was predicted using ten ML models.The predictive accuracy of the ensemble meta-models,namely LGBM-extreme gradient boosting(XGB)and LGBM-categorical boosting(CatB),surpassed that of the other ML models,with R^(2)values of 0.94.The models were applied to predict the D_(e)values of EuEDTA^(−)and HCrO_(4)^(−)in saturated compacted bentonites at compactions ranging from 1200 to 1800 kg/m^(3),which were measured using a through-diffusion method.The generalization ability of the LGBM-XGB model surpassed that of LGB-CatB in predicting the D_(e)of HCrO_(4)^(−).Shapley additive explanations identified total porosity as the most significant influencing factor.Additionally,the partial dependence plot analysis technique yielded clearer results in the univariate correlation analysis.This study provides a regression imputation technique to refine radionuclide diffusion datasets,offering deeper insights into analyzing the diffusion mechanism of radionuclides and supporting the safety assessment of the geological disposal of high-level radioactive waste.展开更多
The prevailing consensus in statistical literature is that multiple imputation is generally the most suitable method for addressing missing data in statistical analyses,whereas a complete case analysis is deemed appro...The prevailing consensus in statistical literature is that multiple imputation is generally the most suitable method for addressing missing data in statistical analyses,whereas a complete case analysis is deemed appropriate only when the rate of missingness is negligible or when the missingness mechanism is missing completely at random(MCAR).This study investigates the applicability of this consensus within the context of supervised machine learning,with particular emphasis on the interactions between the imputation method,missingness mechanism,and missingness rate.Furthermore,we examine the time efficiency of these“state-of-the-art”imputation methods considering the time-sensitive nature of certain machine learning applications.Utilizing ten real-world datasets,we introduced missingness at rates ranging from approximately 5%–75%under the MCAR,missing at random(MAR),and missing not at random(MNAR)mechanisms.We subsequently address missing data using five methods:complete case analysis(CCA),mean imputation,hot deck imputation,regression imputation,and multiple imputation(MI).Statistical tests are conducted on the machine learning outcomes,and the findings are presented and analyzed.Our investigation reveals that in nearly all scenarios,CCA performs comparably to MI,even with substantial levels of missingness under the MAR and MNAR conditions and with missingness in the output variable for regression problems.Under some conditions,CCA surpasses MI in terms of its performance.Thus,given the considerable computational demands associated with MI,the application of CCA is recommended within the broader context of supervised machine learning,particularly in big-data environments.展开更多
Given the swift proliferation of structural health monitoring(SHM)technology within tunnel engineering,there is a demand on proficiently and precisely imputing the missing monitoring data to uphold the precision of di...Given the swift proliferation of structural health monitoring(SHM)technology within tunnel engineering,there is a demand on proficiently and precisely imputing the missing monitoring data to uphold the precision of disaster prediction.In contrast to other SHM datasets,the monitoring data specific to tunnel engineering exhibits pronounced spatiotemporal correlations.Nevertheless,most methodologies fail to adequately combine these types of correlations.Hence,the objective of this study is to develop spatiotemporal recurrent neural network(ST-RNN)model,which exploits spatiotemporal information to effectively impute missing data within tunnel monitoring systems.ST-RNN consists of two moduli:a temporal module employing recurrent neural network(RNN)to capture temporal dependencies,and a spatial module employing multilayer perceptron(MLP)to capture spatial correlations.To confirm the efficacy of the model,several commonly utilized methods are chosen as baselines for conducting comparative analyses.Furthermore,parametric validity experiments are conducted to illustrate the efficacy of the parameter selection process.The experimentation is conducted using original raw datasets wherein various degrees of continuous missing data are deliberately introduced.The experimental findings indicate that the ST-RNN model,incorporating both spatiotemporal modules,exhibits superior interpolation performance compared to other baseline methods across varying degrees of missing data.This affirms the reliability of the proposed model.展开更多
Handling missing data accurately is critical in clinical research, where data quality directly impacts decision-making and patient outcomes. While deep learning (DL) techniques for data imputation have gained attentio...Handling missing data accurately is critical in clinical research, where data quality directly impacts decision-making and patient outcomes. While deep learning (DL) techniques for data imputation have gained attention, challenges remain, especially when dealing with diverse data types. In this study, we introduce a novel data imputation method based on a modified convolutional neural network, specifically, a Deep Residual-Convolutional Neural Network (DRes-CNN) architecture designed to handle missing values across various datasets. Our approach demonstrates substantial improvements over existing imputation techniques by leveraging residual connections and optimized convolutional layers to capture complex data patterns. We evaluated the model on publicly available datasets, including Medical Information Mart for Intensive Care (MIMIC-III and MIMIC-IV), which contain critical care patient data, and the Beijing Multi-Site Air Quality dataset, which measures environmental air quality. The proposed DRes-CNN method achieved a root mean square error (RMSE) of 0.00006, highlighting its high accuracy and robustness. We also compared with Low Light-Convolutional Neural Network (LL-CNN) and U-Net methods, which had RMSE values of 0.00075 and 0.00073, respectively. This represented an improvement of approximately 92% over LL-CNN and 91% over U-Net. The results showed that this DRes-CNN-based imputation method outperforms current state-of-the-art models. These results established DRes-CNN as a reliable solution for addressing missing data.展开更多
Missing data handling is vital for multi-sensor information fusion fault diagnosis of motors to prevent the accuracy decay or even model failure,and some promising results have been gained in several current studies.T...Missing data handling is vital for multi-sensor information fusion fault diagnosis of motors to prevent the accuracy decay or even model failure,and some promising results have been gained in several current studies.These studies,however,have the following limitations:1)effective supervision is neglected for missing data across different fault types and 2)imbalance in missing rates among fault types results in inadequate learning during model training.To overcome the above limitations,this paper proposes a dynamic relative advantagedriven multi-fault synergistic diagnosis method to accomplish accurate fault diagnosis of motors under imbalanced missing data rates.Firstly,a cross-fault-type generalized synergistic diagnostic strategy is established based on variational information bottleneck theory,which is able to ensure sufficient supervision in handling missing data.Then,a dynamic relative advantage assessment technique is designed to reduce diagnostic accuracy decay caused by imbalanced missing data rates.The proposed method is validated using multi-sensor data from motor fault simulation experiments,and experimental results demonstrate its effectiveness and superiority in improving diagnostic accuracy and generalization under imbalanced missing data rates.展开更多
Data collected in fields such as cybersecurity and biomedicine often encounter high dimensionality and class imbalance.To address the problem of low classification accuracy for minority class samples arising from nume...Data collected in fields such as cybersecurity and biomedicine often encounter high dimensionality and class imbalance.To address the problem of low classification accuracy for minority class samples arising from numerous irrelevant and redundant features in high-dimensional imbalanced data,we proposed a novel feature selection method named AMF-SGSK based on adaptive multi-filter and subspace-based gaining sharing knowledge.Firstly,the balanced dataset was obtained by random under-sampling.Secondly,combining the feature importance score with the AUC score for each filter method,we proposed a concept called feature hardness to judge the importance of feature,which could adaptively select the essential features.Finally,the optimal feature subset was obtained by gaining sharing knowledge in multiple subspaces.This approach effectively achieved dimensionality reduction for high-dimensional imbalanced data.The experiment results on 30 benchmark imbalanced datasets showed that AMF-SGSK performed better than other eight commonly used algorithms including BGWO and IG-SSO in terms of F1-score,AUC,and G-mean.The mean values of F1-score,AUC,and Gmean for AMF-SGSK are 0.950,0.967,and 0.965,respectively,achieving the highest among all algorithms.And the mean value of Gmean is higher than those of IG-PSO,ReliefF-GWO,and BGOA by 3.72%,11.12%,and 20.06%,respectively.Furthermore,the selected feature ratio is below 0.01 across the selected ten datasets,further demonstrating the proposed method’s overall superiority over competing approaches.AMF-SGSK could adaptively remove irrelevant and redundant features and effectively improve the classification accuracy of high-dimensional imbalanced data,providing scientific and technological references for practical applications.展开更多
Accurate traffic flow prediction(TFP)is vital for efficient and sustainable transportation management and the development of intelligent traffic systems.However,missing data in real-world traffic datasets poses a sign...Accurate traffic flow prediction(TFP)is vital for efficient and sustainable transportation management and the development of intelligent traffic systems.However,missing data in real-world traffic datasets poses a significant challenge to maintaining prediction precision.This study introduces REPTF-TMDI,a novel method that combines a Reduced Error Pruning Tree Forest(REPTree Forest)with a newly proposed Time-based Missing Data Imputation(TMDI)approach.The REP Tree Forest,an ensemble learning approach,is tailored for time-related traffic data to enhance predictive accuracy and support the evolution of sustainable urbanmobility solutions.Meanwhile,the TMDI approach exploits temporal patterns to estimate missing values reliably whenever empty fields are encountered.The proposed method was evaluated using hourly traffic flow data from a major U.S.roadway spanning 2012-2018,incorporating temporal features(e.g.,hour,day,month,year,weekday),holiday indicator,and weather conditions(temperature,rain,snow,and cloud coverage).Experimental results demonstrated that the REPTF-TMDI method outperformed conventional imputation techniques across various missing data ratios by achieving an average 11.76%improvement in terms of correlation coefficient(R).Furthermore,REPTree Forest achieved improvements of 68.62%in RMSE and 70.52%in MAE compared to existing state-of-the-art models.These findings highlight the method’s ability to significantly boost traffic flow prediction accuracy,even in the presence of missing data,thereby contributing to the broader objectives of sustainable urban transportation systems.展开更多
In wireless sensor networks, the missing of sensor data is inevitable due to the inherent characteristic of wireless sensor networks, and it causes many difficulties in various applications. To solve the problem, the ...In wireless sensor networks, the missing of sensor data is inevitable due to the inherent characteristic of wireless sensor networks, and it causes many difficulties in various applications. To solve the problem, the missing data should be estimated as accurately as possible. In this paper, a k-nearest neighbor based missing data estimation algorithm is proposed based on the temporal and spatial correlation of sensor data. It adopts the linear regression model to describe the spatial correlation of sensor data among different sensor nodes, and utilizes the data information of multiple neighbor nodes to estimate the missing data jointly rather than independently, so that a stable and reliable estimation performance can be achieved. Experimental results on two real-world datasets show that the proposed algorithm can estimate the missing data accurately.展开更多
Time series forecasting has become an important aspect of data analysis and has many real-world applications.However,undesirable missing values are often encountered,which may adversely affect many forecasting tasks.I...Time series forecasting has become an important aspect of data analysis and has many real-world applications.However,undesirable missing values are often encountered,which may adversely affect many forecasting tasks.In this study,we evaluate and compare the effects of imputationmethods for estimating missing values in a time series.Our approach does not include a simulation to generate pseudo-missing data,but instead perform imputation on actual missing data and measure the performance of the forecasting model created therefrom.In an experiment,therefore,several time series forecasting models are trained using different training datasets prepared using each imputation method.Subsequently,the performance of the imputation methods is evaluated by comparing the accuracy of the forecasting models.The results obtained from a total of four experimental cases show that the k-nearest neighbor technique is the most effective in reconstructing missing data and contributes positively to time series forecasting compared with other imputation methods.展开更多
The performance of conventional similarity measurement methods is affected seriously by the curse of dimensionality of high-dimensional data.The reason is that data difference between sparse and noisy dimensionalities...The performance of conventional similarity measurement methods is affected seriously by the curse of dimensionality of high-dimensional data.The reason is that data difference between sparse and noisy dimensionalities occupies a large proportion of the similarity,leading to the dissimilarities between any results.A similarity measurement method of high-dimensional data based on normalized net lattice subspace is proposed.The data range of each dimension is divided into several intervals,and the components in different dimensions are mapped onto the corresponding interval.Only the component in the same or adjacent interval is used to calculate the similarity.To validate this method,three data types are used,and seven common similarity measurement methods are compared.The experimental result indicates that the relative difference of the method is increasing with the dimensionality and is approximately two or three orders of magnitude higher than the conventional method.In addition,the similarity range of this method in different dimensions is [0,1],which is fit for similarity analysis after dimensionality reduction.展开更多
On the assumption that random interruptions in the observation process are modeled by a sequence of independent Bernoulli random variables, we firstly generalize two kinds of nonlinear filtering methods with random in...On the assumption that random interruptions in the observation process are modeled by a sequence of independent Bernoulli random variables, we firstly generalize two kinds of nonlinear filtering methods with random interruption failures in the observation based on the extended Kalman filtering （EKF） and the unscented Kalman filtering （UKF）, which were shortened as GEKF and CUKF in this paper, respectively. Then the nonlinear filtering model is established by using the radial basis function neural network （RBFNN） prototypes and the network weights as state equation and the output of RBFNN to present the observation equation. Finally, we take the filtering problem under missing observed data as a special case of nonlinear filtering with random intermittent failures by setting each missing data to be zero without needing to pre-estimate the missing data, and use the GEKF-based RBFNN and the GUKF-based RBFNN to predict the ground radioactivity time series with missing data. Experimental results demonstrate that the prediction results of GUKF-based RBFNN accord well with the real ground radioactivity time series while the prediction results of GEKF-based RBFNN are divergent.展开更多
A control valve is one of the most widely used machines in hydraulic systems.However,it often works in harsh environments and failure occurs from time to time.An intelligent and robust control valve fault diagnosis is...A control valve is one of the most widely used machines in hydraulic systems.However,it often works in harsh environments and failure occurs from time to time.An intelligent and robust control valve fault diagnosis is therefore important for operation of the system.In this study,a fault diagnosis based on the mathematical model(MM)imputation and the modified deep residual shrinkage network(MDRSN)is proposed to solve the problem that data-driven models for control valves are susceptible to changing operating conditions and missing data.The multiple fault time-series samples of the control valve at different openings are collected for fault diagnosis to verify the effectiveness of the proposed method.The effects of the proposed method in missing data imputation and fault diagnosis are analyzed.Compared with random and k-nearest neighbor(KNN)imputation,the accuracies of MM-based imputation are improved by 17.87%and 21.18%,in the circumstances of a20.00%data missing rate at valve opening from 10%to 28%.Furthermore,the results show that the proposed MDRSN can maintain high fault diagnosis accuracy with missing data.展开更多
This research was an effort to select best imputation method for missing upper air temperature data over 24 standard pressure levels. We have implemented four imputation techniques like inverse distance weighting, Bil...This research was an effort to select best imputation method for missing upper air temperature data over 24 standard pressure levels. We have implemented four imputation techniques like inverse distance weighting, Bilinear, Natural and Nearest interpolation for missing data imputations. Performance indicators for these techniques were the root mean square error (RMSE), absolute mean error (AME), correlation coefficient and coefficient of determination ( R<sup>2</sup> ) adopted in this research. We randomly make 30% of total samples (total samples was 324) predictable from 70% remaining data. Although four interpolation methods seem good (producing <1 RMSE, AME) for imputations of air temperature data, but bilinear method was the most accurate with least errors for missing data imputations. RMSE for bilinear method remains <0.01 on all pressure levels except 1000 hPa where this value was 0.6. The low value of AME (<0.1) came at all pressure levels through bilinear imputations. Very strong correlation (>0.99) found between actual and predicted air temperature data through this method. The high value of the coefficient of determination (0.99) through bilinear interpolation method, tells us best fit to the surface. We have also found similar results for imputation with natural interpolation method in this research, but after investigating scatter plots over each month, imputations with this method seem to little obtuse in certain months than bilinear method.展开更多
The absence of some data values in any observed dataset has been a real hindrance to achieving valid results in statistical research. This paper</span></span><span><span><span style="fo...The absence of some data values in any observed dataset has been a real hindrance to achieving valid results in statistical research. This paper</span></span><span><span><span style="font-family:""> </span></span></span><span style="font-family:Verdana;"><span style="font-family:Verdana;"><span style="font-family:Verdana;">aim</span></span></span><span style="font-family:Verdana;"><span style="font-family:Verdana;"><span style="font-family:Verdana;">ed</span></span></span><span style="font-family:Verdana;"><span style="font-family:Verdana;"><span style="font-family:Verdana;"> at the missing data widespread problem faced by analysts and statisticians in academia and professional environments. Some data-driven methods were studied to obtain accurate data. Projects that highly rely on data face this missing data problem. And since machine learning models are only as good as the data used to train them, the missing data problem has a real impact on the solutions developed for real-world problems. Therefore, in this dissertation, there is an attempt to solve this problem using different mechanisms. This is done by testing the effectiveness of both traditional and modern data imputation techniques by determining the loss of statistical power when these different approaches are used to tackle the missing data problem. At the end of this research dissertation, it should be easy to establish which methods are the best when handling the research problem. It is recommended that using Multivariate Imputation by Chained Equations (MICE) for MAR missingness is the best approach </span></span></span><span style="font-family:Verdana;"><span style="font-family:Verdana;"><span style="font-family:Verdana;">to</span></span></span><span style="font-family:Verdana;"><span style="font-family:Verdana;"><span style="font-family:Verdana;"> dealing with missing data.展开更多
Deformation monitoring is a critical measure for intuitively reflecting the operational behavior of a dam.However,the deformation monitoring data are often incomplete due to environmental changes,monitoring instrument...Deformation monitoring is a critical measure for intuitively reflecting the operational behavior of a dam.However,the deformation monitoring data are often incomplete due to environmental changes,monitoring instrument faults,and human operational errors,thereby often hindering the accurate assessment of actual deformation patterns.This study proposed a method for quantifying deformation similarity between measurement points by recognizing the spatiotemporal characteristics of concrete dam deformation monitoring data.It introduces a spatiotemporal clustering analysis of the concrete dam deformation behavior and employs the support vector machine model to address the missing data in concrete dam deformation monitoring.The proposed method was validated in a concrete dam project,with the model error maintaining within 5%,demonstrating its effectiveness in processing missing deformation data.This approach enhances the capability of early-warning systems and contributes to enhanced dam safety management.展开更多
The effect of missing data on phylogenetic methods is a potentially important issue in our attempts to reconstruct the Tree of Life. If missing data are truly problematic, then it may be unwise to include species in a...The effect of missing data on phylogenetic methods is a potentially important issue in our attempts to reconstruct the Tree of Life. If missing data are truly problematic, then it may be unwise to include species in an analysis that lack data for some characters (incomplete taxa) or to include characters that lack data for some species. Given the difficulty of obtaining data from all characters for all taxa (e.g., fossils), missing data might seriously impede efforts to reconstruct a comprehensive phylogeny that includes all species. Fortunately, recent simulations and empirical analyses suggest that missing data cells are not themselves problematic, and that in-complete taxa can be accurately placed as long as the overall number of characters in the analysis is large. How-ever, these studies have so far only been conducted on parsimony, likelihood, and neighbor-joining methods. Although Bayesian phylogenetic methods have become widely used in recent years, the effects of missing data on Bayesian analysis have not been adequately studied. Here, we conduct simulations to test whether Bayesian analyses can accurately place incomplete taxa despite extensive missing data. In agreement with previous studies of other methods, we find that Bayesian analyses can accurately reconstruct the position of highly incomplete taxa (i.e., 95% missing data), as long as the overall number of characters in the analysis is large. These results suggest that highly incomplete taxa can be safely included in many Bayesian phylogenetic analyses.展开更多
文摘Missing data presents a crucial challenge in data analysis,especially in high-dimensional datasets,where missing data often leads to biased conclusions and degraded model performance.In this study,we present a novel autoencoder-based imputation framework that integrates a composite loss function to enhance robustness and precision.The proposed loss combines(i)a guided,masked mean squared error focusing on missing entries;(ii)a noise-aware regularization term to improve resilience against data corruption;and(iii)a variance penalty to encourage expressive yet stable reconstructions.We evaluate the proposed model across four missingness mechanisms,such as Missing Completely at Random,Missing at Random,Missing Not at Random,and Missing Not at Random with quantile censorship,under systematically varied feature counts,sample sizes,and missingness ratios ranging from 5%to 60%.Four publicly available real-world datasets(Stroke Prediction,Pima Indians Diabetes,Cardiovascular Disease,and Framingham Heart Study)were used,and the obtained results show that our proposed model consistently outperforms baseline methods,including traditional and deep learning-based techniques.An ablation study reveals the additive value of each component in the loss function.Additionally,we assessed the downstream utility of imputed data through classification tasks,where datasets imputed by the proposed method yielded the highest receiver operating characteristic area under the curve scores across all scenarios.The model demonstrates strong scalability and robustness,improving performance with larger datasets and higher feature counts.These results underscore the capacity of the proposed method to produce not only numerically accurate but also semantically useful imputations,making it a promising solution for robust data recovery in clinical applications.
文摘The estimation of covariance matrices is very important in many fields, such as statistics. In real applications, data are frequently influenced by high dimensions and noise. However, most relevant studies are based on complete data. This paper studies the optimal estimation of high-dimensional covariance matrices based on missing and noisy sample under the norm. First, the model with sub-Gaussian additive noise is presented. The generalized sample covariance is then modified to define a hard thresholding estimator , and the minimax upper bound is derived. After that, the minimax lower bound is derived, and it is concluded that the estimator presented in this article is rate-optimal. Finally, numerical simulation analysis is performed. The result shows that for missing samples with sub-Gaussian noise, if the true covariance matrix is sparse, the hard thresholding estimator outperforms the traditional estimate method.
基金supported by the National Natural Science Foundation of China(Grant No.52409151)the Programme of Shenzhen Key Laboratory of Green,Efficient and Intelligent Construction of Underground Metro Station(Programme No.ZDSYS20200923105200001)the Science and Technology Major Project of Xizang Autonomous Region of China(XZ202201ZD0003G).
文摘Substantial advancements have been achieved in Tunnel Boring Machine(TBM)technology and monitoring systems,yet the presence of missing data impedes accurate analysis and interpretation of TBM monitoring results.This study aims to investigate the issue of missing data in extensive TBM datasets.Through a comprehensive literature review,we analyze the mechanism of missing TBM data and compare different imputation methods,including statistical analysis and machine learning algorithms.We also examine the impact of various missing patterns and rates on the efficacy of these methods.Finally,we propose a dynamic interpolation strategy tailored for TBM engineering sites.The research results show that K-Nearest Neighbors(KNN)and Random Forest(RF)algorithms can achieve good interpolation results;As the missing rate increases,the interpolation effect of different methods will decrease;The interpolation effect of block missing is poor,followed by mixed missing,and the interpolation effect of sporadic missing is the best.On-site application results validate the proposed interpolation strategy's capability to achieve robust missing value interpolation effects,applicable in ML scenarios such as parameter optimization,attitude warning,and pressure prediction.These findings contribute to enhancing the efficiency of TBM missing data processing,offering more effective support for large-scale TBM monitoring datasets.
基金supported by the National Natural Science Foundation of China(No.12475340 and 12375350)Special Branch project of South Taihu Lakethe Scientific Research Fund of Zhejiang Provincial Education Department(No.Y202456326).
文摘Missing values in radionuclide diffusion datasets can undermine the predictive accuracy and robustness of the machine learning(ML)models.In this study,regression-based missing data imputation method using a light gradient boosting machine(LGBM)algorithm was employed to impute more than 60%of the missing data,establishing a radionuclide diffusion dataset containing 16 input features and 813 instances.The effective diffusion coefficient(D_(e))was predicted using ten ML models.The predictive accuracy of the ensemble meta-models,namely LGBM-extreme gradient boosting(XGB)and LGBM-categorical boosting(CatB),surpassed that of the other ML models,with R^(2)values of 0.94.The models were applied to predict the D_(e)values of EuEDTA^(−)and HCrO_(4)^(−)in saturated compacted bentonites at compactions ranging from 1200 to 1800 kg/m^(3),which were measured using a through-diffusion method.The generalization ability of the LGBM-XGB model surpassed that of LGB-CatB in predicting the D_(e)of HCrO_(4)^(−).Shapley additive explanations identified total porosity as the most significant influencing factor.Additionally,the partial dependence plot analysis technique yielded clearer results in the univariate correlation analysis.This study provides a regression imputation technique to refine radionuclide diffusion datasets,offering deeper insights into analyzing the diffusion mechanism of radionuclides and supporting the safety assessment of the geological disposal of high-level radioactive waste.
文摘The prevailing consensus in statistical literature is that multiple imputation is generally the most suitable method for addressing missing data in statistical analyses,whereas a complete case analysis is deemed appropriate only when the rate of missingness is negligible or when the missingness mechanism is missing completely at random(MCAR).This study investigates the applicability of this consensus within the context of supervised machine learning,with particular emphasis on the interactions between the imputation method,missingness mechanism,and missingness rate.Furthermore,we examine the time efficiency of these“state-of-the-art”imputation methods considering the time-sensitive nature of certain machine learning applications.Utilizing ten real-world datasets,we introduced missingness at rates ranging from approximately 5%–75%under the MCAR,missing at random(MAR),and missing not at random(MNAR)mechanisms.We subsequently address missing data using five methods:complete case analysis(CCA),mean imputation,hot deck imputation,regression imputation,and multiple imputation(MI).Statistical tests are conducted on the machine learning outcomes,and the findings are presented and analyzed.Our investigation reveals that in nearly all scenarios,CCA performs comparably to MI,even with substantial levels of missingness under the MAR and MNAR conditions and with missingness in the output variable for regression problems.Under some conditions,CCA surpasses MI in terms of its performance.Thus,given the considerable computational demands associated with MI,the application of CCA is recommended within the broader context of supervised machine learning,particularly in big-data environments.
基金supported by the National Natural Science Foundation of China(Grant Nos.51991395 and 42293355)geological survey project of China Geological Survey:Support for Geo-hazard monitoring,early warning and prevention(Grant No.DD20230085).
文摘Given the swift proliferation of structural health monitoring(SHM)technology within tunnel engineering,there is a demand on proficiently and precisely imputing the missing monitoring data to uphold the precision of disaster prediction.In contrast to other SHM datasets,the monitoring data specific to tunnel engineering exhibits pronounced spatiotemporal correlations.Nevertheless,most methodologies fail to adequately combine these types of correlations.Hence,the objective of this study is to develop spatiotemporal recurrent neural network(ST-RNN)model,which exploits spatiotemporal information to effectively impute missing data within tunnel monitoring systems.ST-RNN consists of two moduli:a temporal module employing recurrent neural network(RNN)to capture temporal dependencies,and a spatial module employing multilayer perceptron(MLP)to capture spatial correlations.To confirm the efficacy of the model,several commonly utilized methods are chosen as baselines for conducting comparative analyses.Furthermore,parametric validity experiments are conducted to illustrate the efficacy of the parameter selection process.The experimentation is conducted using original raw datasets wherein various degrees of continuous missing data are deliberately introduced.The experimental findings indicate that the ST-RNN model,incorporating both spatiotemporal modules,exhibits superior interpolation performance compared to other baseline methods across varying degrees of missing data.This affirms the reliability of the proposed model.
基金supported by the Intelligent System Research Group(ISysRG)supported by Universitas Sriwijaya funded by the Competitive Research 2024.
文摘Handling missing data accurately is critical in clinical research, where data quality directly impacts decision-making and patient outcomes. While deep learning (DL) techniques for data imputation have gained attention, challenges remain, especially when dealing with diverse data types. In this study, we introduce a novel data imputation method based on a modified convolutional neural network, specifically, a Deep Residual-Convolutional Neural Network (DRes-CNN) architecture designed to handle missing values across various datasets. Our approach demonstrates substantial improvements over existing imputation techniques by leveraging residual connections and optimized convolutional layers to capture complex data patterns. We evaluated the model on publicly available datasets, including Medical Information Mart for Intensive Care (MIMIC-III and MIMIC-IV), which contain critical care patient data, and the Beijing Multi-Site Air Quality dataset, which measures environmental air quality. The proposed DRes-CNN method achieved a root mean square error (RMSE) of 0.00006, highlighting its high accuracy and robustness. We also compared with Low Light-Convolutional Neural Network (LL-CNN) and U-Net methods, which had RMSE values of 0.00075 and 0.00073, respectively. This represented an improvement of approximately 92% over LL-CNN and 91% over U-Net. The results showed that this DRes-CNN-based imputation method outperforms current state-of-the-art models. These results established DRes-CNN as a reliable solution for addressing missing data.
文摘Missing data handling is vital for multi-sensor information fusion fault diagnosis of motors to prevent the accuracy decay or even model failure,and some promising results have been gained in several current studies.These studies,however,have the following limitations:1)effective supervision is neglected for missing data across different fault types and 2)imbalance in missing rates among fault types results in inadequate learning during model training.To overcome the above limitations,this paper proposes a dynamic relative advantagedriven multi-fault synergistic diagnosis method to accomplish accurate fault diagnosis of motors under imbalanced missing data rates.Firstly,a cross-fault-type generalized synergistic diagnostic strategy is established based on variational information bottleneck theory,which is able to ensure sufficient supervision in handling missing data.Then,a dynamic relative advantage assessment technique is designed to reduce diagnostic accuracy decay caused by imbalanced missing data rates.The proposed method is validated using multi-sensor data from motor fault simulation experiments,and experimental results demonstrate its effectiveness and superiority in improving diagnostic accuracy and generalization under imbalanced missing data rates.
基金supported by Fundamental Research Program of Shanxi Province(Nos.202203021211088,202403021212254,202403021221109)Graduate Research Innovation Project in Shanxi Province(No.2024KY616).
文摘Data collected in fields such as cybersecurity and biomedicine often encounter high dimensionality and class imbalance.To address the problem of low classification accuracy for minority class samples arising from numerous irrelevant and redundant features in high-dimensional imbalanced data,we proposed a novel feature selection method named AMF-SGSK based on adaptive multi-filter and subspace-based gaining sharing knowledge.Firstly,the balanced dataset was obtained by random under-sampling.Secondly,combining the feature importance score with the AUC score for each filter method,we proposed a concept called feature hardness to judge the importance of feature,which could adaptively select the essential features.Finally,the optimal feature subset was obtained by gaining sharing knowledge in multiple subspaces.This approach effectively achieved dimensionality reduction for high-dimensional imbalanced data.The experiment results on 30 benchmark imbalanced datasets showed that AMF-SGSK performed better than other eight commonly used algorithms including BGWO and IG-SSO in terms of F1-score,AUC,and G-mean.The mean values of F1-score,AUC,and Gmean for AMF-SGSK are 0.950,0.967,and 0.965,respectively,achieving the highest among all algorithms.And the mean value of Gmean is higher than those of IG-PSO,ReliefF-GWO,and BGOA by 3.72%,11.12%,and 20.06%,respectively.Furthermore,the selected feature ratio is below 0.01 across the selected ten datasets,further demonstrating the proposed method’s overall superiority over competing approaches.AMF-SGSK could adaptively remove irrelevant and redundant features and effectively improve the classification accuracy of high-dimensional imbalanced data,providing scientific and technological references for practical applications.
文摘Accurate traffic flow prediction(TFP)is vital for efficient and sustainable transportation management and the development of intelligent traffic systems.However,missing data in real-world traffic datasets poses a significant challenge to maintaining prediction precision.This study introduces REPTF-TMDI,a novel method that combines a Reduced Error Pruning Tree Forest(REPTree Forest)with a newly proposed Time-based Missing Data Imputation(TMDI)approach.The REP Tree Forest,an ensemble learning approach,is tailored for time-related traffic data to enhance predictive accuracy and support the evolution of sustainable urbanmobility solutions.Meanwhile,the TMDI approach exploits temporal patterns to estimate missing values reliably whenever empty fields are encountered.The proposed method was evaluated using hourly traffic flow data from a major U.S.roadway spanning 2012-2018,incorporating temporal features(e.g.,hour,day,month,year,weekday),holiday indicator,and weather conditions(temperature,rain,snow,and cloud coverage).Experimental results demonstrated that the REPTF-TMDI method outperformed conventional imputation techniques across various missing data ratios by achieving an average 11.76%improvement in terms of correlation coefficient(R).Furthermore,REPTree Forest achieved improvements of 68.62%in RMSE and 70.52%in MAE compared to existing state-of-the-art models.These findings highlight the method’s ability to significantly boost traffic flow prediction accuracy,even in the presence of missing data,thereby contributing to the broader objectives of sustainable urban transportation systems.
文摘In wireless sensor networks, the missing of sensor data is inevitable due to the inherent characteristic of wireless sensor networks, and it causes many difficulties in various applications. To solve the problem, the missing data should be estimated as accurately as possible. In this paper, a k-nearest neighbor based missing data estimation algorithm is proposed based on the temporal and spatial correlation of sensor data. It adopts the linear regression model to describe the spatial correlation of sensor data among different sensor nodes, and utilizes the data information of multiple neighbor nodes to estimate the missing data jointly rather than independently, so that a stable and reliable estimation performance can be achieved. Experimental results on two real-world datasets show that the proposed algorithm can estimate the missing data accurately.
基金This research was supported by Basic Science Research Program through the National Research Foundation of Korea(NRF)funded by the Ministry of Education(Grant Number 2020R1A6A1A03040583).
文摘Time series forecasting has become an important aspect of data analysis and has many real-world applications.However,undesirable missing values are often encountered,which may adversely affect many forecasting tasks.In this study,we evaluate and compare the effects of imputationmethods for estimating missing values in a time series.Our approach does not include a simulation to generate pseudo-missing data,but instead perform imputation on actual missing data and measure the performance of the forecasting model created therefrom.In an experiment,therefore,several time series forecasting models are trained using different training datasets prepared using each imputation method.Subsequently,the performance of the imputation methods is evaluated by comparing the accuracy of the forecasting models.The results obtained from a total of four experimental cases show that the k-nearest neighbor technique is the most effective in reconstructing missing data and contributes positively to time series forecasting compared with other imputation methods.
基金Supported by the National Natural Science Foundation of China(No.61502475)the Importation and Development of High-Caliber Talents Project of the Beijing Municipal Institutions(No.CIT&TCD201504039)
文摘The performance of conventional similarity measurement methods is affected seriously by the curse of dimensionality of high-dimensional data.The reason is that data difference between sparse and noisy dimensionalities occupies a large proportion of the similarity,leading to the dissimilarities between any results.A similarity measurement method of high-dimensional data based on normalized net lattice subspace is proposed.The data range of each dimension is divided into several intervals,and the components in different dimensions are mapped onto the corresponding interval.Only the component in the same or adjacent interval is used to calculate the similarity.To validate this method,three data types are used,and seven common similarity measurement methods are compared.The experimental result indicates that the relative difference of the method is increasing with the dimensionality and is approximately two or three orders of magnitude higher than the conventional method.In addition,the similarity range of this method in different dimensions is [0,1],which is fit for similarity analysis after dimensionality reduction.
基金Project supported by the State Key Program of the National Natural Science of China (Grant No. 60835004)the Natural Science Foundation of Jiangsu Province of China (Grant No. BK2009727)+1 种基金the Natural Science Foundation of Higher Education Institutions of Jiangsu Province of China (Grant No. 10KJB510004)the National Natural Science Foundation of China (Grant No. 61075028)
文摘On the assumption that random interruptions in the observation process are modeled by a sequence of independent Bernoulli random variables, we firstly generalize two kinds of nonlinear filtering methods with random interruption failures in the observation based on the extended Kalman filtering （EKF） and the unscented Kalman filtering （UKF）, which were shortened as GEKF and CUKF in this paper, respectively. Then the nonlinear filtering model is established by using the radial basis function neural network （RBFNN） prototypes and the network weights as state equation and the output of RBFNN to present the observation equation. Finally, we take the filtering problem under missing observed data as a special case of nonlinear filtering with random intermittent failures by setting each missing data to be zero without needing to pre-estimate the missing data, and use the GEKF-based RBFNN and the GUKF-based RBFNN to predict the ground radioactivity time series with missing data. Experimental results demonstrate that the prediction results of GUKF-based RBFNN accord well with the real ground radioactivity time series while the prediction results of GEKF-based RBFNN are divergent.
基金supported by the National Natural Science Foundation of China(No.51875113)the Natural Science Joint Guidance Foundation of the Heilongjiang Province of China(No.LH2019E027)the PhD Student Research and Innovation Fund of the Fundamental Research Funds for the Central Universities(No.XK2070021009),China。
文摘A control valve is one of the most widely used machines in hydraulic systems.However,it often works in harsh environments and failure occurs from time to time.An intelligent and robust control valve fault diagnosis is therefore important for operation of the system.In this study,a fault diagnosis based on the mathematical model(MM)imputation and the modified deep residual shrinkage network(MDRSN)is proposed to solve the problem that data-driven models for control valves are susceptible to changing operating conditions and missing data.The multiple fault time-series samples of the control valve at different openings are collected for fault diagnosis to verify the effectiveness of the proposed method.The effects of the proposed method in missing data imputation and fault diagnosis are analyzed.Compared with random and k-nearest neighbor(KNN)imputation,the accuracies of MM-based imputation are improved by 17.87%and 21.18%,in the circumstances of a20.00%data missing rate at valve opening from 10%to 28%.Furthermore,the results show that the proposed MDRSN can maintain high fault diagnosis accuracy with missing data.
文摘This research was an effort to select best imputation method for missing upper air temperature data over 24 standard pressure levels. We have implemented four imputation techniques like inverse distance weighting, Bilinear, Natural and Nearest interpolation for missing data imputations. Performance indicators for these techniques were the root mean square error (RMSE), absolute mean error (AME), correlation coefficient and coefficient of determination ( R<sup>2</sup> ) adopted in this research. We randomly make 30% of total samples (total samples was 324) predictable from 70% remaining data. Although four interpolation methods seem good (producing <1 RMSE, AME) for imputations of air temperature data, but bilinear method was the most accurate with least errors for missing data imputations. RMSE for bilinear method remains <0.01 on all pressure levels except 1000 hPa where this value was 0.6. The low value of AME (<0.1) came at all pressure levels through bilinear imputations. Very strong correlation (>0.99) found between actual and predicted air temperature data through this method. The high value of the coefficient of determination (0.99) through bilinear interpolation method, tells us best fit to the surface. We have also found similar results for imputation with natural interpolation method in this research, but after investigating scatter plots over each month, imputations with this method seem to little obtuse in certain months than bilinear method.
文摘The absence of some data values in any observed dataset has been a real hindrance to achieving valid results in statistical research. This paper</span></span><span><span><span style="font-family:""> </span></span></span><span style="font-family:Verdana;"><span style="font-family:Verdana;"><span style="font-family:Verdana;">aim</span></span></span><span style="font-family:Verdana;"><span style="font-family:Verdana;"><span style="font-family:Verdana;">ed</span></span></span><span style="font-family:Verdana;"><span style="font-family:Verdana;"><span style="font-family:Verdana;"> at the missing data widespread problem faced by analysts and statisticians in academia and professional environments. Some data-driven methods were studied to obtain accurate data. Projects that highly rely on data face this missing data problem. And since machine learning models are only as good as the data used to train them, the missing data problem has a real impact on the solutions developed for real-world problems. Therefore, in this dissertation, there is an attempt to solve this problem using different mechanisms. This is done by testing the effectiveness of both traditional and modern data imputation techniques by determining the loss of statistical power when these different approaches are used to tackle the missing data problem. At the end of this research dissertation, it should be easy to establish which methods are the best when handling the research problem. It is recommended that using Multivariate Imputation by Chained Equations (MICE) for MAR missingness is the best approach </span></span></span><span style="font-family:Verdana;"><span style="font-family:Verdana;"><span style="font-family:Verdana;">to</span></span></span><span style="font-family:Verdana;"><span style="font-family:Verdana;"><span style="font-family:Verdana;"> dealing with missing data.
基金supported by the National Key R&D Program of China(Grant No.2022YFC3005401)the Fundamental Research Funds for the Central Universities(Grant No.B230201013)+2 种基金the National Natural Science Foundation of China(Grants No.52309152,U2243223,and U23B20150)the Natural Science Foundation of Jiangsu Province(Grant No.BK20220978)the Open Fund of National Dam Safety Research Center(Grant No.CX2023B03).
文摘Deformation monitoring is a critical measure for intuitively reflecting the operational behavior of a dam.However,the deformation monitoring data are often incomplete due to environmental changes,monitoring instrument faults,and human operational errors,thereby often hindering the accurate assessment of actual deformation patterns.This study proposed a method for quantifying deformation similarity between measurement points by recognizing the spatiotemporal characteristics of concrete dam deformation monitoring data.It introduces a spatiotemporal clustering analysis of the concrete dam deformation behavior and employs the support vector machine model to address the missing data in concrete dam deformation monitoring.The proposed method was validated in a concrete dam project,with the model error maintaining within 5%,demonstrating its effectiveness in processing missing deformation data.This approach enhances the capability of early-warning systems and contributes to enhanced dam safety management.
文摘The effect of missing data on phylogenetic methods is a potentially important issue in our attempts to reconstruct the Tree of Life. If missing data are truly problematic, then it may be unwise to include species in an analysis that lack data for some characters (incomplete taxa) or to include characters that lack data for some species. Given the difficulty of obtaining data from all characters for all taxa (e.g., fossils), missing data might seriously impede efforts to reconstruct a comprehensive phylogeny that includes all species. Fortunately, recent simulations and empirical analyses suggest that missing data cells are not themselves problematic, and that in-complete taxa can be accurately placed as long as the overall number of characters in the analysis is large. How-ever, these studies have so far only been conducted on parsimony, likelihood, and neighbor-joining methods. Although Bayesian phylogenetic methods have become widely used in recent years, the effects of missing data on Bayesian analysis have not been adequately studied. Here, we conduct simulations to test whether Bayesian analyses can accurately place incomplete taxa despite extensive missing data. In agreement with previous studies of other methods, we find that Bayesian analyses can accurately reconstruct the position of highly incomplete taxa (i.e., 95% missing data), as long as the overall number of characters in the analysis is large. These results suggest that highly incomplete taxa can be safely included in many Bayesian phylogenetic analyses.
