In underground mining,especially in entry-type excavations,the instability of surrounding rock structures can lead to incalculable losses.As a crucial tool for stability analysis in entry-type excavations,the critical...In underground mining,especially in entry-type excavations,the instability of surrounding rock structures can lead to incalculable losses.As a crucial tool for stability analysis in entry-type excavations,the critical span graph must be updated to meet more stringent engineering requirements.Given this,this study introduces the support vector machine(SVM),along with multiple ensemble(bagging,adaptive boosting,and stacking)and optimization(Harris hawks optimization(HHO),cuckoo search(CS))techniques,to overcome the limitations of the traditional methods.The analysis indicates that the hybrid model combining SVM,bagging,and CS strategies has a good prediction performance,and its test accuracy reaches 0.86.Furthermore,the partition scheme of the critical span graph is adjusted based on the CS-BSVM model and 399 cases.Compared with previous empirical or semi-empirical methods,the new model overcomes the interference of subjective factors and possesses higher interpretability.Since relying solely on one technology cannot ensure prediction credibility,this study further introduces genetic programming(GP)and kriging interpolation techniques.The explicit expressions derived through GP can offer the stability probability value,and the kriging technique can provide interpolated definitions for two new subclasses.Finally,a prediction platform is developed based on the above three approaches,which can rapidly provide engineering feedback.展开更多
The current deep learning models for braced excavation cannot predict deformation from the beginning of excavation due to the need for a substantial corpus of sufficient historical data for training purposes.To addres...The current deep learning models for braced excavation cannot predict deformation from the beginning of excavation due to the need for a substantial corpus of sufficient historical data for training purposes.To address this issue,this study proposes a transfer learning model based on a sequence-to-sequence twodimensional(2D)convolutional long short-term memory neural network(S2SCL2D).The model can use the existing data from other adjacent similar excavations to achieve wall deflection prediction once a limited amount of monitoring data from the target excavation has been recorded.In the absence of adjacent excavation data,numerical simulation data from the target project can be employed instead.A weight update strategy is proposed to improve the prediction accuracy by integrating the stochastic gradient masking with an early stopping mechanism.To illustrate the proposed methodology,an excavation project in Hangzhou,China is adopted.The proposed deep transfer learning model,which uses either adjacent excavation data or numerical simulation data as the source domain,shows a significant improvement in performance when compared to the non-transfer learning model.Using the simulation data from the target project even leads to better prediction performance than using the actual monitoring data from other adjacent excavations.The results demonstrate that the proposed model can reasonably predict the deformation with limited data from the target project.展开更多
This paper presents a deep learning architecture combined with exploratory data analysis to estimate maximum wall deflection in deep excavations.Six major geotechnical parameters were studied.Statistical methods,such ...This paper presents a deep learning architecture combined with exploratory data analysis to estimate maximum wall deflection in deep excavations.Six major geotechnical parameters were studied.Statistical methods,such as pair plots and Pearson correlation,highlighted excavation depth(correlation coefficient=0.82)as the most significant factor.For method prediction,five deep learning models(CNN,LSTM,BiLSTM,CNN-LSTM,and CNN-BiLSTM)were built.The CNN-BiLSTM model excelled in training performance(R^(2)=0.98,RMSE=0.02),while BiLSTM reached superior testing results(R^(2)=0.85,RMSE=0.06),suggesting greater generalization ability.Based on the feature importance analysis from model weights,excavation depth,stiffness ratio,and bracing spacing were ranked as the highest contributors.This point verified a lack of prediction bias on residual plots and high model agreement with measured values on Taylor diagrams(correlation coefficient 0.92).The effectiveness of integrated techniques was reliably assured for predicting wall deformation.This approach facilitates more accurate and efficient geotechnical design and provides engineers with improved tools for risk evaluation and decision-making in deep excavation projects.展开更多
During the excavation and support process in deep soft rocks,complex conditions such as high stress and strong disturbance can be encountered.The complex conditions can cause failure of the support system.Aiming at st...During the excavation and support process in deep soft rocks,complex conditions such as high stress and strong disturbance can be encountered.The complex conditions can cause failure of the support system.Aiming at stability control in deep soft rocks,we proposed the excavation compensation theory.A new high strength and high toughness material was developed.The breaking load and elongation of the new material are 1.59 and 1.78 times that of common bolt materials.To overcome the problem that the CABLE element in FLAC^(3D) cannot simulate failure of support structures,the numerical model for the whole process of force-breaking-anchorage failure simulation(FBAS)for bolts(cables)was established.The numerical experiments on the excavation compensation control of deep soft rock were carried out.The excavation compensation control mechanism of high strength and high toughness material was clarified.Compared with the common support scheme,the highly prestressed support has a maximum increase of 90.24%in radial stress compensation rate and a maximum increase of 67.85%in deformation control rate.The results illustrate the rationality of the excavation compensation theory.The compensation design method of excavations in deep soft rocks was proposed and applied in a deep soft rock chamber.The monitoring indicated that the maximum surrounding rock deformation is 180 mm,reduced by 64%compared to the common support.The deformation of the chamber was controlled and the surrounding rock was stable.展开更多
Soft computing techniques are becoming even more popular and particularly amenable to model the complex behaviors of most geotechnical engineering systems since they have demonstrated superior predictive capacity,comp...Soft computing techniques are becoming even more popular and particularly amenable to model the complex behaviors of most geotechnical engineering systems since they have demonstrated superior predictive capacity,compared to the traditional methods.This paper presents an overview of some soft computing techniques as well as their applications in underground excavations.A case study is adopted to compare the predictive performances of soft computing techniques including eXtreme Gradient Boosting(XGBoost),Multivariate Adaptive Regression Splines(MARS),Artificial Neural Networks(ANN),and Support Vector Machine(SVM) in estimating the maximum lateral wall deflection induced by braced excavation.This study also discusses the merits and the limitations of some soft computing techniques,compared with the conventional approaches available.展开更多
This paper presents an analytical procedure for massive water-sealing barriers(MWSBs)that are made of partially overlapped jet-grouting columns used for deep excavations,in which two crucial factors of the permeabilit...This paper presents an analytical procedure for massive water-sealing barriers(MWSBs)that are made of partially overlapped jet-grouting columns used for deep excavations,in which two crucial factors of the permeability and strength of jet-grouted materials are considered.Subsequently,a calculation example is analyzed and discussed.Results show that“tension failure”mechanism is a major concern for the structural failure during a design of MWSBs.The maximum allowable seepage discharge is a crucial index for the design of MWSBs,which has a significant influence on determining the design parameters of MWSBs.Compared with the design procedure for MWSBs that is proposed in this paper,the design parameters of MWSBs determined by the stability equilibrium and seepage stability equilibrium approaches are conservative due to the fact that it fails to consider the permeability or strength of jet-grouted materials that makes a contribution to the structural safety.Based on the proposed design method,the ranges of both the thickness and depth of MWSBs for a case history of subway excavation in Fuzhou,China were determined.Finally,field pumping test results showed that the water-tightness performance of MWSBs performed at site was quite well.展开更多
Recently,the application of Bayesian updating to predict excavation-induced deformation has proven successful and improved prediction accuracy significantly.However,updating the ground settlement profile,which is cruc...Recently,the application of Bayesian updating to predict excavation-induced deformation has proven successful and improved prediction accuracy significantly.However,updating the ground settlement profile,which is crucial for determining potential damage to nearby infrastructures,has received limited attention.To address this,this paper proposes a physics-guided simplified model combined with a Bayesian updating framework to accurately predict the ground settlement profile.The advantage of this model is that it eliminates the need for complex finite element modeling and makes the updating framework user-friendly.Furthermore,the model is physically interpretable,which can provide valuable references for construction adjustments.The effectiveness of the proposed method is demonstrated through two field case studies,showing that it can yield satisfactory predictions for the settlement profile.展开更多
A study to estimate land surface movement caused by large surface excavations in sedimentary strata is presented.In stratified or jointed strata the stress relief driven movement adjacent to large excavations can be s...A study to estimate land surface movement caused by large surface excavations in sedimentary strata is presented.In stratified or jointed strata the stress relief driven movement adjacent to large excavations can be significantly larger than expected.High lateral stresses measured in Australia and other places around the world indicate that the ratio of horizontal to vertical stress has been particularly high at shallow depths.The in situ strata is in compression and during excavation,stress is relieved towards the opening causing strata movement.Large excavations such as,open cut mines or highway cuttings,can initiate an extensive horizontal slide of surface layers towards the excavation.These ground movements can be damaging to surface structures such as water storage dams and large buildings.Based on stress measurements at shallow depths in Australian coal mines the study presented here calculates and models the extent of potential ground movement along the bedding surface adjacent to large excavations and provides a new prediction tool of land movement at the excavation boundary that can benefit the geotechnical practitioners in the mining industry.展开更多
In order to prevent the inrushing caused by deep excavations, dewatering measure has to be adopted to decrease the confined water level. In this study, the responses of the strata and supporting system to dewatering i...In order to prevent the inrushing caused by deep excavations, dewatering measure has to be adopted to decrease the confined water level. In this study, the responses of the strata and supporting system to dewatering in deep excavations are investigated through numerical simulations and case studies. Coupled fluid-mechanical analyses are performed by the use of the numerical software, FLAC3 D. The responses of the ground settlement,base heave and interior columns to the excavation and dewatering are analyzed. Numerical results indicate that the dewatering measure can effectively reduce the uplift of the subsurface soil in the excavation, and decrease the vertical displacement of the supporting system. In addition, field data of two case histories show the similar responses and confirm the validation of the numerical results. Based on the analyses, dewatering in the confined aquifer is recommended as a construction method for controlling the vertical displacement of the strata and supporting system in deep excavations.展开更多
Excavation is common in the construction of hydropower projects.Monitoring for both stable and unstable slopes is a pressing requirement during progressive excavations with or without cut-slope support measures.The pr...Excavation is common in the construction of hydropower projects.Monitoring for both stable and unstable slopes is a pressing requirement during progressive excavations with or without cut-slope support measures.The present study is about an excavation carried out in a proposed concrete gravity dam site on the right bank slope of the Punatsangchhu River in western Bhutan.During the excavation,the right bank abutment witnessed multiple events of slope failures of various magnitudes.One major landslide occurred on 23 July 2013 in the toe of the right abutment,where foliation/multiple sheared/fractured zones/seams in quartz-feldspathic biotite gneiss dip towards the valley.During further excavations/piling works,a subsequent landslide on the downstream,within the body of the July 2013 landslide,occurred on 12 August 2016.As a result,a real-time monitoring of the slope became necessary to facilitate further excavations for achieving the dam foundation.Thus,the advanced slope monitoring instrument like Image By Interferometric Survey e Frequency Modulated(IBIS-FM)radar was deployed for monitoring the right bank slope during the excavation for the construction of~129 m high dam.The displacement of the hill slope is assessed based on this system by monitoring point locations as well as areas by assigning different threshold values for providing timely alerts.This real-time monitoring was effective in identifying the reactivation of August 2016 landslide that occurred on 22 January 2019.Thus,this study showcases the efficiency of IBIS-FM radar in monitoring slope instability with sub-millimeter accuracy on a near real-time basis.展开更多
In this paper numerical analysis of underground structures, taking account the transverse isotropy system of rocks, was done using CAST 3M code by varying the shape of excavation and the coefficient of earth pressure ...In this paper numerical analysis of underground structures, taking account the transverse isotropy system of rocks, was done using CAST 3M code by varying the shape of excavation and the coefficient of earth pressure k. Numerical results reveal that the anisotropy behavior, the shape of hole and the coefficient of earth pressure k have significant influence to the mining induced stress field and rock deformations which directly control the stability of underground excavation design. The magnitude of horizontal stress obtained for the horse shoe shape excavation(25.2 MPa for k = 1; 52.7 MPa for k = 2)is lower than the magnitude obtained for circular hole(26.4 MPa for k = 1; 59.5 MPa for k = 2).Therefore, we have concluded that the horse shoe shape offers the best stability and the best design for engineer. The anisotropy system presented by rock mass can also influence the redistribution of stresses around hole opened. Numerical results have revealed that the magnitude of redistribution of horizontal stresses obtained for transverse isotropic rock(12.1 MPa for k = 0.5; 25.2 MPa for k = 1 and52.7 MPa for k = 2) is less than those obtained in the case of isotropic rock(27.6 MPa for k = 1;48.6 MPa for k = 2 and 90.81 MPa for k = 2). The more the rock has the anisotropic behavior, the more the mass of rock around the tunnel is stable.展开更多
The importance of soil small strain effect on soil-structure behavior was investigated by researchers in last decades. The finite element method （FEM） is always used to predict the excavation behavior, whereas there...The importance of soil small strain effect on soil-structure behavior was investigated by researchers in last decades. The finite element method （FEM） is always used to predict the excavation behavior, whereas there are not many soil models available to consider this effect in analysis. This paper introduces a simple small strain soil model--hardening small-strain （HSS） in PLAXIS 8.5 and exhibits its application in excavation problems via studying the history of two cases. The analyses also use two familiar soil models： hardening-soil （HS） model and Mohr-Coulomb （MC） model. Results show that the HSS predicts more reasonable magnitudes and profiles of wall deflections and surface settlements than other models. It also indicates that the small strain effect relies on the strain level which is induced by excavation.展开更多
Deep excavation during the construction of underground systems can cause movement on the ground,especially in soft clay layers.At high levels,excessive ground movements can lead to severe damage to adjacent structures...Deep excavation during the construction of underground systems can cause movement on the ground,especially in soft clay layers.At high levels,excessive ground movements can lead to severe damage to adjacent structures.In this study,finite element analyses(FEM)and the hardening small strain(HSS)model were performed to investigate the deflection of the diaphragm wall in the soft clay layer induced by braced excavations.Different geometric and mechanical properties of the wall were investigated to study the deflection behavior of the wall in soft clays.Accordingly,1090 hypothetical cases were surveyed and simulated based on the HSS model and FEM to evaluate the wall deflection behavior.The results were then used to develop an intelligent model for predicting wall deflection using the functional linked neural network(FLNN)with different functional expansions and activation functions.Although the FLNN is a novel approach to predict wall deflection;however,in order to improve the accuracy of the FLNN model in predicting wall deflection,three swarm-based optimization algorithms,such as artificial bee colony(ABC),Harris’s hawk’s optimization(HHO),and hunger games search(HGS),were hybridized to the FLNN model to generate three novel intelligent models,namely ABC-FLNN,HHO-FLNN,HGS-FLNN.The results of the hybrid models were then compared with the basic FLNN and MLP models.They revealed that FLNN is a good solution for predicting wall deflection,and the application of different functional expansions and activation functions has a significant effect on the outcome predictions of the wall deflection.It is remarkably interesting that the performance of the FLNN model was better than the MLP model with a mean absolute error(MAE)of 19.971,root-mean-squared error(RMSE)of 24.574,and determination coefficient(R^(2))of 0.878.Meanwhile,the performance of the MLP model only obtained an MAE of 20.321,RMSE of 27.091,and R^(2)of 0.851.Furthermore,the results also indicated that the proposed hybrid models,i.e.,ABC-FLNN,HHO-FLNN,HGS-FLNN,yielded more superior performances than those of the FLNN and MLP models in terms of the prediction of deflection behavior of diaphragm walls with an MAE in the range of 11.877 to 12.239,RMSE in the range of 15.821 to 16.045,and R^(2)in the range of 0.949 to 0.951.They can be used as an alternative tool to simulate diaphragm wall deflections under different conditions with a high degree of accuracy.展开更多
A 3D numerical model considering the soil-structure interaction is presented in this paper to examine the ground movement and internal force during the construction of Qingdao North Metro Station, China with a special...A 3D numerical model considering the soil-structure interaction is presented in this paper to examine the ground movement and internal force during the construction of Qingdao North Metro Station, China with a special focus on the convex effect of the crossing excavation. The influence of intersection angles and soil resilience characteristics on deformation behavior is discussed, and the suitability of two alternative constitutive models applied in excavation simulation is also considered. The analysis results show that a notable convex effect appears to be associated with the crossing excavation, and the intersection is the key area requiring special attention. The displacements at the comer decrease with increasing crossing angles. The axial loads of struts along the retaining pile wall are unequal, and the values near the cross section are generally larger than the average loads of the left-sided ones. The modified Cam-Clay （MCC） model, which is capable of describing the loading-unloading criterion and identifying the stiffness difference of strain hardening between loading and unloading, can yield a relatively high accuracy of estimation for the behavior of excavations in comparison to the Mohr-Coulomb （MC） model. Furthermore, slight soil deformation resilience after unloading can reduce the ground surface settlement and enhance the ground stability.展开更多
Over the past twenty years, there has been a growing interest in the development of numerical modelsthat can realistically capture the progressive failure of rock masses. In particular, the investigation ofdamage deve...Over the past twenty years, there has been a growing interest in the development of numerical modelsthat can realistically capture the progressive failure of rock masses. In particular, the investigation ofdamage development around underground excavations represents a key issue in several rock engineeringapplications, including tunnelling, mining, drilling, hydroelectric power generation, and the deepgeological disposal of nuclear waste. The goal of this paper is to show the effectiveness of a hybrid finitediscreteelement method （FDEM） code to simulate the fracturing mechanisms associated with theexcavation of underground openings in brittle rock formations. A brief review of the current state-of-theartmodelling approaches is initially provided, including the description of selecting continuum- anddiscontinuum-based techniques. Then, the influence of a number of factors, including mechanical and insitu stress anisotropy, as well as excavation geometry, on the simulated damage is analysed for threedifferent geomechanical scenarios. Firstly, the fracture nucleation and growth process under isotropicrock mass conditions is simulated for a circular shaft. Secondly, the influence of mechanical anisotropy onthe development of an excavation damaged zone （EDZ） around a tunnel excavated in a layered rockformation is considered. Finally, the interaction mechanisms between two large caverns of an undergroundhydroelectric power station are investigated, with particular emphasis on the rock mass responsesensitivity to the pillar width and excavation sequence. Overall, the numerical results indicate that FDEMsimulations can provide unique geomechanical insights in cases where an explicit consideration offracture and fragmentation processes is of paramount importance. 2014 Institute of Rock and Soil Mechanics, Chinese Academy of Sciences. Production and hosting byElsevier B.V. All rights reserved.展开更多
The Tunnel Oberau, with a length of 2.9 km, forms the core of the local bypass of Oberau. Between the two massifs Kirchbichl and Mühlberg, the tunnel is situated in the valley of the Gießenbach in alluvial g...The Tunnel Oberau, with a length of 2.9 km, forms the core of the local bypass of Oberau. Between the two massifs Kirchbichl and Mühlberg, the tunnel is situated in the valley of the Gießenbach in alluvial gravel with only a small overlap underneath settlement-sensitive buildings. In this paper, the measures in the tunnel to minimize the settlements of the buildings during the shotcrete excavations are described. Basis for this planning were extensive 3D-FE-calculations. Furthermore, under two buildings a compensation grouting measure was carried out, in order to compensate the occurring settlements. This paper describes how the required time and the amount of injection material (grout) could be reduced during the compensation grouting in highly permeable gravel.展开更多
Pile-anchor retaining structure is widely used in foundation pit engineering and side slope engineering in many countries. In contrast to strut, pile-anchor retaining structure has its typical features and advantages....Pile-anchor retaining structure is widely used in foundation pit engineering and side slope engineering in many countries. In contrast to strut, pile-anchor retaining structure has its typical features and advantages. It does not occupy the internal space of the foundation pit, and the project cost is much lower. Accurate prediction of the lateral displacement of the retaining structure is very important in the design stage. A simplified analysis method and several calculation assumptions of the lateral deformation of pile-anchor retaining structures are set up according to the engineering features. The expression function of lateral displacement versus depth is solved by means of a fitted function and the quasi-elastic summation method. The parameters are obtained through the stiffness equation of the anchors and the principle of minimum potential energy. The analytical evaluation of the lateral deformation curve is then completed, whose applicability is proved through practical engineering.展开更多
The Fort d’Issy-Vanves-Clamart(FIVC)braced excavation in France is analyzed to provide insights into the geotechnical serviceability assessment of excavations at great depth within deterministic and probabilistic fra...The Fort d’Issy-Vanves-Clamart(FIVC)braced excavation in France is analyzed to provide insights into the geotechnical serviceability assessment of excavations at great depth within deterministic and probabilistic frameworks.The FIVC excavation is excavated at 32 m below the ground surface in Parisian sedimentary basin and a plane-strain finite element analysis is implemented to examine the wall deflections and ground surface settlements.A stochastic finite element method based on the polynomial chaos Kriging metamodel(MSFEM)is then proposed for the probabilistic analyses.Comparisons with field measurements and former studies are carried out.Several academic cases are then conducted to investigate the great-depth excavation stability regarding the maximum horizontal wall deflection and maximum ground surface settlement.The results indicate that the proposed MSFEM is effective for probabilistic analyses and can provide useful insights for the excavation design and construction.A sensitivity analysis for seven considered random parameters is then implemented.The soil friction angle at the excavation bottom layer is the most significant one for design.The soil-wall interaction effects on the excavation stability are also given.展开更多
基金supported by the National Natural Science Foundation of China(Grant No.42177164)the Distinguished Youth Science Foundation of Hunan Province of China(Grant No.2022JJ10073)the Outstanding Youth Project of Hunan Provincial Department of Education,China(Grant No.23B0008).
文摘In underground mining,especially in entry-type excavations,the instability of surrounding rock structures can lead to incalculable losses.As a crucial tool for stability analysis in entry-type excavations,the critical span graph must be updated to meet more stringent engineering requirements.Given this,this study introduces the support vector machine(SVM),along with multiple ensemble(bagging,adaptive boosting,and stacking)and optimization(Harris hawks optimization(HHO),cuckoo search(CS))techniques,to overcome the limitations of the traditional methods.The analysis indicates that the hybrid model combining SVM,bagging,and CS strategies has a good prediction performance,and its test accuracy reaches 0.86.Furthermore,the partition scheme of the critical span graph is adjusted based on the CS-BSVM model and 399 cases.Compared with previous empirical or semi-empirical methods,the new model overcomes the interference of subjective factors and possesses higher interpretability.Since relying solely on one technology cannot ensure prediction credibility,this study further introduces genetic programming(GP)and kriging interpolation techniques.The explicit expressions derived through GP can offer the stability probability value,and the kriging technique can provide interpolated definitions for two new subclasses.Finally,a prediction platform is developed based on the above three approaches,which can rapidly provide engineering feedback.
基金supported by the National Key Research and Development Program of China(Grant No.2023YFC3009400)the National Natural Science Foundation of China(Grant Nos.42307218 and U2239251).
文摘The current deep learning models for braced excavation cannot predict deformation from the beginning of excavation due to the need for a substantial corpus of sufficient historical data for training purposes.To address this issue,this study proposes a transfer learning model based on a sequence-to-sequence twodimensional(2D)convolutional long short-term memory neural network(S2SCL2D).The model can use the existing data from other adjacent similar excavations to achieve wall deflection prediction once a limited amount of monitoring data from the target excavation has been recorded.In the absence of adjacent excavation data,numerical simulation data from the target project can be employed instead.A weight update strategy is proposed to improve the prediction accuracy by integrating the stochastic gradient masking with an early stopping mechanism.To illustrate the proposed methodology,an excavation project in Hangzhou,China is adopted.The proposed deep transfer learning model,which uses either adjacent excavation data or numerical simulation data as the source domain,shows a significant improvement in performance when compared to the non-transfer learning model.Using the simulation data from the target project even leads to better prediction performance than using the actual monitoring data from other adjacent excavations.The results demonstrate that the proposed model can reasonably predict the deformation with limited data from the target project.
文摘This paper presents a deep learning architecture combined with exploratory data analysis to estimate maximum wall deflection in deep excavations.Six major geotechnical parameters were studied.Statistical methods,such as pair plots and Pearson correlation,highlighted excavation depth(correlation coefficient=0.82)as the most significant factor.For method prediction,five deep learning models(CNN,LSTM,BiLSTM,CNN-LSTM,and CNN-BiLSTM)were built.The CNN-BiLSTM model excelled in training performance(R^(2)=0.98,RMSE=0.02),while BiLSTM reached superior testing results(R^(2)=0.85,RMSE=0.06),suggesting greater generalization ability.Based on the feature importance analysis from model weights,excavation depth,stiffness ratio,and bracing spacing were ranked as the highest contributors.This point verified a lack of prediction bias on residual plots and high model agreement with measured values on Taylor diagrams(correlation coefficient 0.92).The effectiveness of integrated techniques was reliably assured for predicting wall deformation.This approach facilitates more accurate and efficient geotechnical design and provides engineers with improved tools for risk evaluation and decision-making in deep excavation projects.
基金supported by the National Key Research and Development Program of China(Grant No.2023YFC3805700)the National Natural Science Foundation of China(Grant No.42277174)the Fundamental Research Funds for the Central Universities,China(Grant No.2024JCCXSB01).
文摘During the excavation and support process in deep soft rocks,complex conditions such as high stress and strong disturbance can be encountered.The complex conditions can cause failure of the support system.Aiming at stability control in deep soft rocks,we proposed the excavation compensation theory.A new high strength and high toughness material was developed.The breaking load and elongation of the new material are 1.59 and 1.78 times that of common bolt materials.To overcome the problem that the CABLE element in FLAC^(3D) cannot simulate failure of support structures,the numerical model for the whole process of force-breaking-anchorage failure simulation(FBAS)for bolts(cables)was established.The numerical experiments on the excavation compensation control of deep soft rock were carried out.The excavation compensation control mechanism of high strength and high toughness material was clarified.Compared with the common support scheme,the highly prestressed support has a maximum increase of 90.24%in radial stress compensation rate and a maximum increase of 67.85%in deformation control rate.The results illustrate the rationality of the excavation compensation theory.The compensation design method of excavations in deep soft rocks was proposed and applied in a deep soft rock chamber.The monitoring indicated that the maximum surrounding rock deformation is 180 mm,reduced by 64%compared to the common support.The deformation of the chamber was controlled and the surrounding rock was stable.
基金supported by High-end Foreign Expert Introduction program (No.G20190022002)Chongqing Construction Science and Technology Plan Project (2019-0045)
文摘Soft computing techniques are becoming even more popular and particularly amenable to model the complex behaviors of most geotechnical engineering systems since they have demonstrated superior predictive capacity,compared to the traditional methods.This paper presents an overview of some soft computing techniques as well as their applications in underground excavations.A case study is adopted to compare the predictive performances of soft computing techniques including eXtreme Gradient Boosting(XGBoost),Multivariate Adaptive Regression Splines(MARS),Artificial Neural Networks(ANN),and Support Vector Machine(SVM) in estimating the maximum lateral wall deflection induced by braced excavation.This study also discusses the merits and the limitations of some soft computing techniques,compared with the conventional approaches available.
基金Projects(52090084, 51938008) supported by the National Natural Science Foundation of ChinaProject(2021T140474)supported by the China Postdoctoral Science Foundation。
文摘This paper presents an analytical procedure for massive water-sealing barriers(MWSBs)that are made of partially overlapped jet-grouting columns used for deep excavations,in which two crucial factors of the permeability and strength of jet-grouted materials are considered.Subsequently,a calculation example is analyzed and discussed.Results show that“tension failure”mechanism is a major concern for the structural failure during a design of MWSBs.The maximum allowable seepage discharge is a crucial index for the design of MWSBs,which has a significant influence on determining the design parameters of MWSBs.Compared with the design procedure for MWSBs that is proposed in this paper,the design parameters of MWSBs determined by the stability equilibrium and seepage stability equilibrium approaches are conservative due to the fact that it fails to consider the permeability or strength of jet-grouted materials that makes a contribution to the structural safety.Based on the proposed design method,the ranges of both the thickness and depth of MWSBs for a case history of subway excavation in Fuzhou,China were determined.Finally,field pumping test results showed that the water-tightness performance of MWSBs performed at site was quite well.
基金the financial support from the Guangdong Provincial Department of Science and Technology(Grant No.2022A0505030019)the Science and Technology Development Fund,Macao SAR,China(File Nos.0056/2023/RIB2 and SKL-IOTSC-2021-2023).
文摘Recently,the application of Bayesian updating to predict excavation-induced deformation has proven successful and improved prediction accuracy significantly.However,updating the ground settlement profile,which is crucial for determining potential damage to nearby infrastructures,has received limited attention.To address this,this paper proposes a physics-guided simplified model combined with a Bayesian updating framework to accurately predict the ground settlement profile.The advantage of this model is that it eliminates the need for complex finite element modeling and makes the updating framework user-friendly.Furthermore,the model is physically interpretable,which can provide valuable references for construction adjustments.The effectiveness of the proposed method is demonstrated through two field case studies,showing that it can yield satisfactory predictions for the settlement profile.
文摘A study to estimate land surface movement caused by large surface excavations in sedimentary strata is presented.In stratified or jointed strata the stress relief driven movement adjacent to large excavations can be significantly larger than expected.High lateral stresses measured in Australia and other places around the world indicate that the ratio of horizontal to vertical stress has been particularly high at shallow depths.The in situ strata is in compression and during excavation,stress is relieved towards the opening causing strata movement.Large excavations such as,open cut mines or highway cuttings,can initiate an extensive horizontal slide of surface layers towards the excavation.These ground movements can be damaging to surface structures such as water storage dams and large buildings.Based on stress measurements at shallow depths in Australian coal mines the study presented here calculates and models the extent of potential ground movement along the bedding surface adjacent to large excavations and provides a new prediction tool of land movement at the excavation boundary that can benefit the geotechnical practitioners in the mining industry.
基金the National Natural Science Foundation of China(Nos.41602283,41330633 and 41472250)
文摘In order to prevent the inrushing caused by deep excavations, dewatering measure has to be adopted to decrease the confined water level. In this study, the responses of the strata and supporting system to dewatering in deep excavations are investigated through numerical simulations and case studies. Coupled fluid-mechanical analyses are performed by the use of the numerical software, FLAC3 D. The responses of the ground settlement,base heave and interior columns to the excavation and dewatering are analyzed. Numerical results indicate that the dewatering measure can effectively reduce the uplift of the subsurface soil in the excavation, and decrease the vertical displacement of the supporting system. In addition, field data of two case histories show the similar responses and confirm the validation of the numerical results. Based on the analyses, dewatering in the confined aquifer is recommended as a construction method for controlling the vertical displacement of the strata and supporting system in deep excavations.
文摘Excavation is common in the construction of hydropower projects.Monitoring for both stable and unstable slopes is a pressing requirement during progressive excavations with or without cut-slope support measures.The present study is about an excavation carried out in a proposed concrete gravity dam site on the right bank slope of the Punatsangchhu River in western Bhutan.During the excavation,the right bank abutment witnessed multiple events of slope failures of various magnitudes.One major landslide occurred on 23 July 2013 in the toe of the right abutment,where foliation/multiple sheared/fractured zones/seams in quartz-feldspathic biotite gneiss dip towards the valley.During further excavations/piling works,a subsequent landslide on the downstream,within the body of the July 2013 landslide,occurred on 12 August 2016.As a result,a real-time monitoring of the slope became necessary to facilitate further excavations for achieving the dam foundation.Thus,the advanced slope monitoring instrument like Image By Interferometric Survey e Frequency Modulated(IBIS-FM)radar was deployed for monitoring the right bank slope during the excavation for the construction of~129 m high dam.The displacement of the hill slope is assessed based on this system by monitoring point locations as well as areas by assigning different threshold values for providing timely alerts.This real-time monitoring was effective in identifying the reactivation of August 2016 landslide that occurred on 22 January 2019.Thus,this study showcases the efficiency of IBIS-FM radar in monitoring slope instability with sub-millimeter accuracy on a near real-time basis.
文摘In this paper numerical analysis of underground structures, taking account the transverse isotropy system of rocks, was done using CAST 3M code by varying the shape of excavation and the coefficient of earth pressure k. Numerical results reveal that the anisotropy behavior, the shape of hole and the coefficient of earth pressure k have significant influence to the mining induced stress field and rock deformations which directly control the stability of underground excavation design. The magnitude of horizontal stress obtained for the horse shoe shape excavation(25.2 MPa for k = 1; 52.7 MPa for k = 2)is lower than the magnitude obtained for circular hole(26.4 MPa for k = 1; 59.5 MPa for k = 2).Therefore, we have concluded that the horse shoe shape offers the best stability and the best design for engineer. The anisotropy system presented by rock mass can also influence the redistribution of stresses around hole opened. Numerical results have revealed that the magnitude of redistribution of horizontal stresses obtained for transverse isotropic rock(12.1 MPa for k = 0.5; 25.2 MPa for k = 1 and52.7 MPa for k = 2) is less than those obtained in the case of isotropic rock(27.6 MPa for k = 1;48.6 MPa for k = 2 and 90.81 MPa for k = 2). The more the rock has the anisotropic behavior, the more the mass of rock around the tunnel is stable.
基金the National Natural Science Foundation of China (No. 50679041)
文摘The importance of soil small strain effect on soil-structure behavior was investigated by researchers in last decades. The finite element method （FEM） is always used to predict the excavation behavior, whereas there are not many soil models available to consider this effect in analysis. This paper introduces a simple small strain soil model--hardening small-strain （HSS） in PLAXIS 8.5 and exhibits its application in excavation problems via studying the history of two cases. The analyses also use two familiar soil models： hardening-soil （HS） model and Mohr-Coulomb （MC） model. Results show that the HSS predicts more reasonable magnitudes and profiles of wall deflections and surface settlements than other models. It also indicates that the small strain effect relies on the strain level which is induced by excavation.
基金financially supported by the Natural Science Foundation of Hunan Province(2021JJ30679)。
文摘Deep excavation during the construction of underground systems can cause movement on the ground,especially in soft clay layers.At high levels,excessive ground movements can lead to severe damage to adjacent structures.In this study,finite element analyses(FEM)and the hardening small strain(HSS)model were performed to investigate the deflection of the diaphragm wall in the soft clay layer induced by braced excavations.Different geometric and mechanical properties of the wall were investigated to study the deflection behavior of the wall in soft clays.Accordingly,1090 hypothetical cases were surveyed and simulated based on the HSS model and FEM to evaluate the wall deflection behavior.The results were then used to develop an intelligent model for predicting wall deflection using the functional linked neural network(FLNN)with different functional expansions and activation functions.Although the FLNN is a novel approach to predict wall deflection;however,in order to improve the accuracy of the FLNN model in predicting wall deflection,three swarm-based optimization algorithms,such as artificial bee colony(ABC),Harris’s hawk’s optimization(HHO),and hunger games search(HGS),were hybridized to the FLNN model to generate three novel intelligent models,namely ABC-FLNN,HHO-FLNN,HGS-FLNN.The results of the hybrid models were then compared with the basic FLNN and MLP models.They revealed that FLNN is a good solution for predicting wall deflection,and the application of different functional expansions and activation functions has a significant effect on the outcome predictions of the wall deflection.It is remarkably interesting that the performance of the FLNN model was better than the MLP model with a mean absolute error(MAE)of 19.971,root-mean-squared error(RMSE)of 24.574,and determination coefficient(R^(2))of 0.878.Meanwhile,the performance of the MLP model only obtained an MAE of 20.321,RMSE of 27.091,and R^(2)of 0.851.Furthermore,the results also indicated that the proposed hybrid models,i.e.,ABC-FLNN,HHO-FLNN,HGS-FLNN,yielded more superior performances than those of the FLNN and MLP models in terms of the prediction of deflection behavior of diaphragm walls with an MAE in the range of 11.877 to 12.239,RMSE in the range of 15.821 to 16.045,and R^(2)in the range of 0.949 to 0.951.They can be used as an alternative tool to simulate diaphragm wall deflections under different conditions with a high degree of accuracy.
基金Project (No. 2007AA11Z134) supported by the National High-Tech R&D Program (863) of China
文摘A 3D numerical model considering the soil-structure interaction is presented in this paper to examine the ground movement and internal force during the construction of Qingdao North Metro Station, China with a special focus on the convex effect of the crossing excavation. The influence of intersection angles and soil resilience characteristics on deformation behavior is discussed, and the suitability of two alternative constitutive models applied in excavation simulation is also considered. The analysis results show that a notable convex effect appears to be associated with the crossing excavation, and the intersection is the key area requiring special attention. The displacements at the comer decrease with increasing crossing angles. The axial loads of struts along the retaining pile wall are unequal, and the values near the cross section are generally larger than the average loads of the left-sided ones. The modified Cam-Clay （MCC） model, which is capable of describing the loading-unloading criterion and identifying the stiffness difference of strain hardening between loading and unloading, can yield a relatively high accuracy of estimation for the behavior of excavations in comparison to the Mohr-Coulomb （MC） model. Furthermore, slight soil deformation resilience after unloading can reduce the ground surface settlement and enhance the ground stability.
基金supported by the Natural Science and Engineering Research Council (NSERC) of Canada in the form of discovery grant No. 341275the Swiss National Cooperative for the Disposal of Radioactive Waste (NAGRA)
文摘Over the past twenty years, there has been a growing interest in the development of numerical modelsthat can realistically capture the progressive failure of rock masses. In particular, the investigation ofdamage development around underground excavations represents a key issue in several rock engineeringapplications, including tunnelling, mining, drilling, hydroelectric power generation, and the deepgeological disposal of nuclear waste. The goal of this paper is to show the effectiveness of a hybrid finitediscreteelement method （FDEM） code to simulate the fracturing mechanisms associated with theexcavation of underground openings in brittle rock formations. A brief review of the current state-of-theartmodelling approaches is initially provided, including the description of selecting continuum- anddiscontinuum-based techniques. Then, the influence of a number of factors, including mechanical and insitu stress anisotropy, as well as excavation geometry, on the simulated damage is analysed for threedifferent geomechanical scenarios. Firstly, the fracture nucleation and growth process under isotropicrock mass conditions is simulated for a circular shaft. Secondly, the influence of mechanical anisotropy onthe development of an excavation damaged zone （EDZ） around a tunnel excavated in a layered rockformation is considered. Finally, the interaction mechanisms between two large caverns of an undergroundhydroelectric power station are investigated, with particular emphasis on the rock mass responsesensitivity to the pillar width and excavation sequence. Overall, the numerical results indicate that FDEMsimulations can provide unique geomechanical insights in cases where an explicit consideration offracture and fragmentation processes is of paramount importance. 2014 Institute of Rock and Soil Mechanics, Chinese Academy of Sciences. Production and hosting byElsevier B.V. All rights reserved.
文摘The Tunnel Oberau, with a length of 2.9 km, forms the core of the local bypass of Oberau. Between the two massifs Kirchbichl and Mühlberg, the tunnel is situated in the valley of the Gießenbach in alluvial gravel with only a small overlap underneath settlement-sensitive buildings. In this paper, the measures in the tunnel to minimize the settlements of the buildings during the shotcrete excavations are described. Basis for this planning were extensive 3D-FE-calculations. Furthermore, under two buildings a compensation grouting measure was carried out, in order to compensate the occurring settlements. This paper describes how the required time and the amount of injection material (grout) could be reduced during the compensation grouting in highly permeable gravel.
基金the National Natural Science Foundation of China (No. 51178267)the Science and Technology Committee of Shanghai (No. 10231200600)
文摘Pile-anchor retaining structure is widely used in foundation pit engineering and side slope engineering in many countries. In contrast to strut, pile-anchor retaining structure has its typical features and advantages. It does not occupy the internal space of the foundation pit, and the project cost is much lower. Accurate prediction of the lateral displacement of the retaining structure is very important in the design stage. A simplified analysis method and several calculation assumptions of the lateral deformation of pile-anchor retaining structures are set up according to the engineering features. The expression function of lateral displacement versus depth is solved by means of a fitted function and the quasi-elastic summation method. The parameters are obtained through the stiffness equation of the anchors and the principle of minimum potential energy. The analytical evaluation of the lateral deformation curve is then completed, whose applicability is proved through practical engineering.
基金gratefully the China Scholarship Council for providing a PhD Scholarship(CSC No.201906690049).
文摘The Fort d’Issy-Vanves-Clamart(FIVC)braced excavation in France is analyzed to provide insights into the geotechnical serviceability assessment of excavations at great depth within deterministic and probabilistic frameworks.The FIVC excavation is excavated at 32 m below the ground surface in Parisian sedimentary basin and a plane-strain finite element analysis is implemented to examine the wall deflections and ground surface settlements.A stochastic finite element method based on the polynomial chaos Kriging metamodel(MSFEM)is then proposed for the probabilistic analyses.Comparisons with field measurements and former studies are carried out.Several academic cases are then conducted to investigate the great-depth excavation stability regarding the maximum horizontal wall deflection and maximum ground surface settlement.The results indicate that the proposed MSFEM is effective for probabilistic analyses and can provide useful insights for the excavation design and construction.A sensitivity analysis for seven considered random parameters is then implemented.The soil friction angle at the excavation bottom layer is the most significant one for design.The soil-wall interaction effects on the excavation stability are also given.
